DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• C•••••••

S••••• W••••• A•••••••• I•••no RAUMPhoenix, Azdual registrantIAPD 6077213

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jorge R Cardenas

At current firm

1 y

since Aug 21, 2025

In the industry

12 y

since Nov 19, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Aug 21, 2025 · Phoenix, Az
D••••••• W••••• S••••••• L•• independent RIA
Feb 13, 2024 to Aug 1, 2025 · Miami, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Sep 12, 2022 to Feb 7, 2024 · Chandler, Az
J••• M••••• S••••••••• L•• wirehouse
Jan 13, 2020 to Jul 25, 2022 · Tempe, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 18, 2015 to Jan 2, 2020 · Chandler, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 20, 2013 to Jun 30, 2015 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

D••••••• W••••• S••••••• L•• to S••••• W••••• A•••••••• I•••
left Aug 1, 2025, registered Aug 21, 2025 (20 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to D••••••• W••••• S••••••• L••
left Feb 7, 2024, registered Feb 13, 2024 (6 days) · Affiliated broker-dealer or bank to independent RIA
J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 25, 2022, registered Sep 12, 2022 (49 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Jan 2, 2020, registered Jan 13, 2020 (11 days) · Wirehouse to wirehouse

Signals

J•••• C••••••• left D••••••• W••••• S••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-08-21)
Aug 1, 2025 · Advisor changed firm · fact
J•••• C••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for D••••••• W••••• S••••••• L•• (registered 2024-02-13)
Feb 7, 2024 · Advisor changed firm · fact
J•••• C••••••• left J••• M••••• S••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-09-12)
Jul 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address