DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stonebrook Private LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathon Thomas Vander Laan | Fidelity Personal And Workplace Advisors BD affiliated | Stonebrook Private LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | Jun 4, 2024 |
| Mark Anthony Zywiol | Charles Schwab & Co., Inc. national BD | Stonebrook Private LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Apr 17, 2024 |
| Todd Duncan Knickerbocker | Raymond James & Associates, Inc. national BD | Stonebrook Private LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 10, 2023 | Jun 28, 2023 |
| Spencer James Knickerbocker | Raymond James & Associates, Inc. national BD | Stonebrook Private LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2023 | Jan 1, 2025 (544 d) |
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4 moves match.