DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Audible Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Maxwell Mckinney | Park Avenue Securities LLC BD affiliated | Audible Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 15, 2025 | Jan 8, 2025 |
| Isiah John Williams | Northwestern Mutual Investment Services,LLC no RAUM | Audible Wealth Management state registered | Other | May 25, 2023 | May 21, 2024 (362 d) |
| Veronica Marcela Fuentes | Northwestern Mutual Investment Services,LLC no RAUM | Audible Wealth Management state registered | Other | Jun 23, 2020 | May 15, 2024 (1422 d) |
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3 moves match.