DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rigden Capital Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Neil James Connolly | Keen Wealth Advisors independent RIA | Rigden Capital Strategies independent RIA | RIA to RIA | Nov 18, 2025 | Nov 18, 2025 |
| Richard Stanley Dombrowski | Risemint independent RIA | Rigden Capital Strategies no RAUM | RIA to a newly registered adviser | Jun 12, 2025 | Jun 9, 2025 |
| Jared Scott Crawford | LPL Enterprise, LLC BD affiliated | Rigden Capital Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 | May 19, 2025 |
| Christian Joseph West | Risemint independent RIA | Rigden Capital Strategies no RAUM | RIA to a newly registered adviser | Mar 11, 2025 | Mar 12, 2025 |
| Joshua Austin Rigden | Alphamint Financial state registered | Rigden Capital Strategies no RAUM | Other | Apr 24, 2020 | Mar 7, 2025 (1778 d) |
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5 moves match.