DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Excelsior Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Calum Moats Bashford | Fidelity Personal And Workplace Advisors BD affiliated | Excelsior Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2024 | May 21, 2024 (92 d) |
| Matthew Stephen Curley | Robert W. Baird & Co. Incorporated mixed wealth | Excelsior Wealth Management LLC no RAUM | RIA to a newly registered adviser | May 6, 2023 | Sep 28, 2023 (145 d) |
| Matthew Toelke | E*Trade Capital Management, LLC independent RIA | Excelsior Wealth Management LLC independent RIA | RIA to RIA | Nov 19, 2020 | Aug 20, 2024 (1370 d) |
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3 moves match.