DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Castfirm Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Derek John ElphickThe L. Warner Companies, Inc independent RIACastfirm Advisors LLC independent RIARIA to RIAAug 20, 2026Mar 10, 2026
Robert Austin SchettyRaymond James & Associates, Inc. national BDCastfirm Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 28, 2025Feb 7, 2025
James V RudolphJ.P. Morgan Securities LLC wirehouseCastfirm Advisors LLC independent RIAWirehouse to independent RIASep 12, 2023Oct 20, 2023 (38 d)
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3 moves match.