DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Prairieview Wealth & Tax Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gerard Thomas Quinn | Osaic Wealth, Inc. BD affiliated | Prairieview Wealth & Tax Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2024 | Oct 29, 2024 (105 d) |
| Timothy Allen Regan | Thrivent Advisor Network, LLC BD affiliated | Prairieview Wealth & Tax Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 9, 2023 | Oct 16, 2023 |
| Robert Edward Morvice | Thrivent Advisor Network, LLC BD affiliated | Prairieview Wealth & Tax Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 9, 2023 | Oct 11, 2023 |
| Kaitlyn Hedger | Thrivent Advisor Network, LLC BD affiliated | Prairieview Wealth & Tax Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 9, 2023 | Oct 11, 2023 |
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4 moves match.