DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gerard Thomas Quinn

Mercer Global Advisors Inc.independent RIADenver, Co IA-onlyIAPD 6244594

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Gerard T Quinn

At current firm

0 y

since May 19, 2026

In the industry

11 y

since Jan 16, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mercer Global Advisors Inc. independent RIA current
since May 19, 2026 · Denver, Co
Prairieview Wealth & Tax Advisors independent RIA
Oct 29, 2024 to May 12, 2026 · Frankfort, Il
Osaic Wealth, Inc. BD affiliated
Nov 3, 2023 to Jul 16, 2024 · Worthington, Oh
Fsc Securities Corporation former
Nov 7, 2022 to Nov 3, 2023 · Worthington, Oh
Oneseven independent RIA
Apr 6, 2022 to Nov 4, 2022 · Columbus, Oh
Raymond James Financial Services Advisors, Inc BD affiliated
Feb 15, 2019 to Apr 6, 2022 · Columbus, Oh
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 24, 2016 to Feb 19, 2019 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Prairieview Wealth & Tax Advisors to Mercer Global Advisors Inc.
left May 12, 2026, registered May 19, 2026 (7 days) · RIA to RIA
Osaic Wealth, Inc. to Prairieview Wealth & Tax Advisors
left Jul 16, 2024, registered Oct 29, 2024 (105 days) · Affiliated broker-dealer or bank to independent RIA
Fsc Securities Corporation to Osaic Wealth, Inc.
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
Oneseven to Fsc Securities Corporation
left Nov 4, 2022, registered Nov 7, 2022 (3 days) · RIA to affiliated broker-dealer or bank
Raymond James Financial Services Advisors, Inc to Oneseven
left Apr 6, 2022, registered Apr 6, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James Financial Services Advisors, Inc
left Feb 19, 2019, registered Feb 15, 2019 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

Gerard Thomas Quinn left Prairieview Wealth & Tax Advisors for Mercer Global Advisors Inc. (registered 2026-05-19)
May 12, 2026 · Advisor changed firm · fact
Gerard Thomas Quinn left Osaic Wealth, Inc. for Prairieview Wealth & Tax Advisors (registered 2024-10-29)
Jul 16, 2024 · Advisor changed firm · fact
Gerard Thomas Quinn left Oneseven for Fsc Securities Corporation (registered 2022-11-07)
Nov 4, 2022 · Advisor changed firm · fact
Gerard Thomas Quinn left Raymond James Financial Services Advisors, Inc for Oneseven (registered 2022-04-06)
Apr 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address