DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Main Advisory, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Darla Diane Main | The Strategic Financial Alliance BD affiliated | Main Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Oct 2, 2023 |
| Jesse Grant Buchanan | Pruco Securities, LLC BD affiliated | Main Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2023 | Oct 10, 2023 |
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2 moves match.