DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trio Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charlotte Grace Bell | J.P. Morgan Securities LLC wirehouse | Trio Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Apr 2, 2026 | Apr 27, 2026 |
| Michelle Patterson Hundley | United Capital Financial Advisors BD affiliated | Trio Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Oct 3, 2023 (36 d) |
| Kevin D Mcloughlin | United Capital Financial Advisors BD affiliated | Trio Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Oct 12, 2023 (678 d) |
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3 moves match.