DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Providence Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Charles Rao49 Financial independent RIAProvidence Capital state registeredRIA to a state-registered adviserNov 19, 2025Dec 3, 2025
Jacob Anthony Villarreal49 Financial independent RIAProvidence Capital state registeredRIA to a state-registered adviserFeb 21, 2025Apr 16, 2025 (54 d)
Dezann KorbulyOpen Range Ria unclassifiedProvidence Capital state registeredOtherDec 31, 2024Aug 28, 2024
Michael David Wuest49 Financial independent RIAProvidence Capital state registeredRIA to a state-registered adviserJul 1, 2024Jun 24, 2024
Noah James Behrman49 Financial independent RIAProvidence Capital state registeredRIA to a state-registered adviserNov 6, 2023Feb 7, 2024 (93 d)
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5 moves match.