DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
4• F••••••••
Legal name 4• W••••• M••••••••• L••
Latest filing Sep 3, 2026
First filing on the tape Mar 11, 2022 · 39 filings
SEC status approved since Sep 8, 2022
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$1.3B individuals and HNW
Advisors
141
registered through the firm on IAPD
RAUM per advisor
$10.0M
derived; firm RAUM over IAPD count
Employees
167
128 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$1.4B as of Aug 5, 2026
Mar 17, 2023$231M then
HNW client RAUM$648M as of Aug 5, 2026
Mar 17, 2023$92.3M then
State-registered IARs (5.B.3)128 as of Aug 5, 2026
Mar 17, 202354 then
Employees (5.A)167 as of Aug 5, 2026
Mar 17, 202355 then
Private funds: no history
RAUM +61% over the last fiscal year+83% a year over threeIARs 128 to 128
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- multi office g••••• platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $9.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $224,225derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 14.6derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +28%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $358M, 477 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$650M46%
- High-net-worth individuals$648M46%
- Corporations and businesses$56.5M4.0%
- Charitable organizations$41.9M3.0%
- Pension and profit-sharing plans$6.9M0.5%
- Individual clients
- 3,553reported
- HNW clients
- 218reported
- Pension plan clients
- 1reported
- Charitable clients
- 14reported
- Accounts
- 6,257reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $358M for 477 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=51.0derived
Advisors registered through the firm
146 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•• C•••••• A••••••• | A•••••, Tx | Jan 3, 2023 | 17 y | 5 |
| M•••••• K•••• I•••••••••Certified Financial Planner | A•••••, Tx | Jan 3, 2023 | 12 y | 3 |
| H••••• R•• L•••• | A•••••, Tx | Jan 3, 2023 | 12 y | 2 |
| J••••• G••• H••••• | A•••••, Tx | Jan 3, 2023 | 12 y | 3 |
| B••••••• D•••• L••• | A•••••, Tx | Jan 3, 2023 | 14 y | 3 |
| D••• P••••• D••••••••• | A•••••, Tx | Jan 3, 2023 | 13 y | 3 |
| N••••••• J••• B••••• | A•••••, Tx | Jan 3, 2023 | 13 y | 3 |
| M•••••• K••• S••• | R••••••Son, Tx | Jan 3, 2023 | 21 y | 3 |
| T•••••• M•••••• R•••••• | R••••••Son , Tx | Jan 3, 2023 | 10 y | 3 |
| K•••••• L•••• G•••••• | A•••••, Tx | Jan 3, 2023 | 11 y | 1 |
| J•••• H•••• R••• | A•••••, Tx | Jan 3, 2023 | 15 y | 1 |
| G•••••• M••••• R••••• | A•••••, Tx | Jan 3, 2023 | 13 y | 3 |
| M••••••• A••• J•••••• | R••••••Son, Tx | Jan 3, 2023 | 10 y | 3 |
| J•••• J••••• H•••• | A•••••, Tx | Jan 3, 2023 | 11 y | 1 |
| L•••••• J••• R••• | A•••••, Tx | Jan 3, 2023 | 16 y | 1 |
| N••• R•• T••• H••• | A•••••, Tx | Jan 3, 2023 | 11 y | 2 |
| G•••• M••••• B•••• | A•••••, Tx | Jan 3, 2023 | 10 y | 3 |
| C••••• H••• B•••••• | A•••••, Tx | Jan 3, 2023 | 12 y | 3 |
| T•••• E••••• S•••••••• | A•••••, Tx | Jan 3, 2023 | 12 y | 3 |
| B•••••• S•••• L••• | R••••••Son, Tx | Jan 4, 2023 | 10 y | 3 |
| T••••• J••••• P••••••• | A•••••, Tx | Jan 4, 2023 | 13 y | 3 |
| D•••• B•••• F•••••• | A•••••, Tx | Jan 4, 2023 | 11 y | 3 |
| S•••••• R••• D•••• | A•••••, Tx | Jan 4, 2023 | 11 y | 0 |
| Z•••••• J•••• H•••••• | A•••••, Tx | Jan 4, 2023 | 11 y | 3 |
| P•••••• D•••••• M•••••• | Grapevine, Tx | Jan 6, 2023 | 10 y | 3 |
| S••• J•••••• O•••••• | Houston, Tx | Jan 24, 2023 | 13 y | 0 |
| A•••• C• A•••• | Katy, Tx | Feb 3, 2023 | 17 y | 1 |
| J••••• B•••••• | Houston, Tx | Feb 16, 2023 | 16 y | 0 |
| C•••• A••• B••••••• | A•••••, Tx | Feb 16, 2023 | 12 y | 0 |
| B••••• R••• P•••••• | J••••••Ville, Fl | Feb 21, 2023 | 14 y | 2 |
| M•••••• R••• F•••••• | J••••••Ville, Fl | Feb 24, 2023 | 22 y | 2 |
| M••••••• K•••• R•••• | A•••••, Tx | Mar 3, 2023 | 10 y | 0 |
| L•••• M•••••• A••••• | A•••••, Tx | Mar 15, 2023 | 12 y | 0 |
| C••••••••• W•••••• S•••••••• | A•••••, Tx | Mar 27, 2023 | 11 y | 0 |
| H••••• S••• B•••• | A•••••, Tx | Apr 28, 2023 | 16 y | 0 |
| C••••• G•••••• P••••• | A•••••, Tx | May 25, 2023 | 10 y | 0 |
| M•••• R••• D••••• | A•••••, Tx | Jun 1, 2023 | 11 y | 0 |
| C••• M•••••• P••••• | R••••••Son, Tx | Jun 16, 2023 | 12 y | 0 |
| C•••••• C•••• B•••••• | A•••••, Tx | Jun 30, 2023 | 13 y | 0 |
| J••••••• L••• C•••• | A•••••, Tx | Jul 3, 2023 | 15 y | 0 |
Advisor movement
15 left, 2 joined in 12 months
net -13 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 11% of current headcount42 left over 36 months
Left, latest
- T••••••• S•••••• G•••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••Jun 2, 2026 · RIA to affiliated broker-dealer or bank
- A••••• D•••• T••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Jun 2, 2026 · RIA to affiliated broker-dealer or bank
- P•••••• H•••••• to C••••••••• W•••••May 27, 2026 · RIA to RIA
- C••••• K•••••• to J••• M••••• S••••••••• L••May 8, 2026 · RIA to wirehouse
- J••• H••••• F•••••• to B•••••• R••• P•••••• W•••••Apr 23, 2026 · RIA to RIA
- T••••• M•••••• F•••• to B••• F••••••••Apr 3, 2026 · RIA to RIA
- T•••• N••••••• D••••• to D•••••• W••••• P•••••••• L••Mar 17, 2026 · RIA to RIA
- C•••••• F••• to C•••••• S••••• • C••• I•••Mar 12, 2026 · RIA to affiliated broker-dealer or bank
- C•••••• M••••• B••••••• to M••••••••• W••••• A••••••• G••••Feb 4, 2026 · RIA to RIA
- J•••••• S•••• to M••••••Feb 4, 2026 · RIA to affiliated broker-dealer or bank
- J••••• P••• S•••• to M••• F•••••••• C••••••••• L••Jan 12, 2026 · RIA to a state-registered adviser
- C••••••••• J••••• J•••••• to H• W•••••Dec 16, 2025 · RIA to RIA
- S•••••• C•••••• R•• to P••••••••• C••••••Nov 19, 2025 · RIA to a state-registered adviser
- L•••• J•• M••••• to T•• W••• C•••••• A••••••• L••Nov 4, 2025 · Other
- D•••• P•••••• to S•••• F••• I••••••••• M••••••••• C••••Oct 14, 2025 · Other
Joined, latest
- N••••••• I••••• A••••• W•••••• from C••••• P••••••• L••Sep 2, 2026 · RIA to RIA
- M•••••• S•••• K•••••• from M•• I•••••••• S•••••••• L••Jan 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- S•••• E••••• N•••• from A••••••••• F•••••••• S•••••••• L••Jul 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- E•••••••• M•••• O••••••• from T••••••• I••••••••• M••••••••• I•••Apr 29, 2025 · Affiliated broker-dealer or bank to independent RIA
- J••••• P••• S•••• from O••••• F•••••••• G••••• L••Jan 10, 2025 · RIA to RIA
- L•••• W••••• M••••• W••••••••• from T••••••• I••••••••• M••••••••• I•••Apr 12, 2024 · Affiliated broker-dealer or bank to independent RIA
- T••••••• S•••••• G•••• I•• from E•••••••• A•••••••• L••Jul 7, 2023 · Affiliated broker-dealer or bank to independent RIA
- A••••• D•••• T••••••• from E•••••••• A•••••••• L••Jul 5, 2023 · Affiliated broker-dealer or bank to independent RIA
- A•••• C• A•••• from L•• F•••••••• L••Feb 3, 2023 · RIA to RIA
- K•••• E••• W•••••• from F•••••••• G•••••• F••••• O••••• S•••••••• L••Jan 27, 2023 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• S••••• A•••• · Chief Compliance Officercontrolsince 06/2026 · owns less than 5%
- W••••••••• L••••• W••••• M••••• · Presidentcontrolsince 04/2024 · owns less than 5%
- W••••••••• D•••••• C••••••••• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- P•••••••• T•••••• J••••• · Sole Membercontrolsince 06/2019 · owns 75% or more of 4• H•••••••• L••
- G••••• A•••••• M•••• · Ciosince 09/2024 · owns less than 5%
- L••••• H•••••• R•• · Ownersince 10/2022 · owns 10% to 25%
Entity owners
- 4• H•••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| A•••••, Tx · principal | 146 | 47 | 6 | ||
| Atlanta, Ga | 18 | 7 | 1 | ||
| Charlotte, Nc | 17 | 7 | 1 | ||
| Richardson, Tx | 14 | 4 | 0 | ||
| Leawood, Ks | 8 | 2 | 1 | ||
| Rogers, Ar | 6 | 2 | 0 | ||
| Houston, Tx | 6 | 2 | 3 | ||
| Minneapolis, Mn | 5 | 2 | 0 | ||
| Jacksonville, Fl | 4 | 0 | 2 | ||
| El Segundo, Ca | 3 | 1 | 0 | ||
| Memorial, Tx | 2 | 2 | 0 | ||
| Dallas, Tx | 0 | 0 | 0 | ||
| Overland Park, Ks | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Houston, TX9 employees
- Dallas, TX9 employees
- Rogers, AR7 employees
- Atlanta, GA6 employees
- El Segunda, CA5 employees
- Jacksonville Beach, FL4 employees
- Charlotte, NC3 employees
- Overland Park, KS2 employees
- Grapevine, TX1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 3, 2026W••••••••• D•••••• C••••••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-09-11 and 2026-09-03peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Sep 3, 2026B••••••••• S••••• A•••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-09-11 and 2026-09-03peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Sep 3, 2026P•••••••• T•••••• J••••• (SOLE MEMBER) left Schedule A between the filings of 2024-09-11 and 2026-09-03peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 50 %Change between filings · filing Mar 12, 2026RAUM (Item 5.F) moved from $871,379,407 to $1,402,973,572 (+61.0%) between the annual amendments of 2025-03-26 and 2026-03-12; the peer median change was +17.0% (1298 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 95% percentile
- account count surgeChange between filings · filing Mar 12, 2026accounts (Item 5.F.2.f) moved from 2,989.0 to 6,257.0 (+109.0%) between the annual amendments of 2025-03-26 and 2026-03-12; the peer median change was +6.0% (1206 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 96% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Aug 5, 2026 to Sep 3, 2026
- Succession · false to unsetAug 5, 2026 to Sep 3, 2026
- Accounts · 2,989 to 6,257Feb 20, 2026 to Mar 12, 2026
- Corporate clients · 24 to 53Feb 20, 2026 to Mar 12, 2026
- HNW clients · 135 to 218Feb 20, 2026 to Mar 12, 2026
- Individual clients · 2,808 to 3,553Feb 20, 2026 to Mar 12, 2026
- Pension plan clients · 8 to 1Feb 20, 2026 to Mar 12, 2026
- Assets in custody · $826M to $358MFeb 20, 2026 to Mar 12, 2026
- Other offices · 10 to 9Feb 20, 2026 to Mar 12, 2026
- Discretionary RAUM · $871M to $1.4BFeb 20, 2026 to Mar 12, 2026
- HNW RAUM · $391M to $648MFeb 20, 2026 to Mar 12, 2026
- Individual RAUM · $430M to $650MFeb 20, 2026 to Mar 12, 2026
- Pension RAUM · $816,068 to $6.9MFeb 20, 2026 to Mar 12, 2026
- RAUM · $871M to $1.4BFeb 20, 2026 to Mar 12, 2026
- Financial planning clients · 51-100 to 51-100May 28, 2025 to Jul 31, 2025
- Other offices · 9 to 10Mar 26, 2025 to May 28, 2025
- Related adviser · false to trueMar 26, 2025 to May 28, 2025
- RAUM · $566M to $871MJan 3, 2025 to Mar 26, 2025
- Accounts · 3,364 to 2,989Jan 3, 2025 to Mar 26, 2025
- Advisory employees · 74 to 128Jan 3, 2025 to Mar 26, 2025
- BD registered reps · 20 to 51Jan 3, 2025 to Mar 26, 2025
- Charity clients · unset to 14.0Jan 3, 2025 to Mar 26, 2025
- Corporate clients · unset to 24.0Jan 3, 2025 to Mar 26, 2025
- HNW clients · 82 to 135Jan 3, 2025 to Mar 26, 2025
- Individual clients · 3,282 to 2,808Jan 3, 2025 to Mar 26, 2025
- Pension plan clients · unset to 8.0Jan 3, 2025 to Mar 26, 2025
- Assets in custody · unset to 826235173.0Jan 3, 2025 to Mar 26, 2025
- Custody of client assets · false to trueJan 3, 2025 to Mar 26, 2025
- Employees · 103 to 167Jan 3, 2025 to Mar 26, 2025
- Financial planning clients · 1-10 to 51-100Jan 3, 2025 to Mar 26, 2025
- State-registered IARs · 74 to 128Jan 3, 2025 to Mar 26, 2025
- Discretionary RAUM · $566M to $871MJan 3, 2025 to Mar 26, 2025
- HNW RAUM · $208M to $391MJan 3, 2025 to Mar 26, 2025
- Individual RAUM · $359M to $430MJan 3, 2025 to Mar 26, 2025
- Pension RAUM · unset to 816068.0Jan 3, 2025 to Mar 26, 2025
- Other offices · 8 to 9Jul 2, 2024 to Sep 3, 2024
- Commission compensation · false to trueJun 21, 2024 to Jul 2, 2024
- Other offices · 7 to 8May 13, 2024 to May 30, 2024
- Employees · 104 to 103Mar 29, 2024 to Apr 14, 2024
- Accounts · 2,262 to 3,364Feb 27, 2024 to Mar 29, 2024
Signals
60 dated events
- Reilly J••• Treadwell registered as an investment adviser representative at 4• F••••••••Sep 16, 2026 · a•••••• registered · fact
- C•••• Killpatrick registered as an investment adviser representative at 4• F••••••••Sep 16, 2026 · a•••••• registered · fact
- Blake Miller registered as an investment adviser representative at 4• F••••••••Sep 15, 2026 · a•••••• registered · fact
- S•••• Forbes Ruth registered as an investment adviser representative at 4• F••••••••Sep 14, 2026 · a•••••• registered · fact
- J•••• D•••• Weingarten registered as an investment adviser representative at 4• F••••••••Sep 14, 2026 · a•••••• registered · fact
- A••••• D•••• T••••••• left 4• F•••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-06-02)Jun 2, 2026 · a•••••• firm change · fact
- T••••••• S•••••• G•••• I•• left 4• F•••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-06-02)Jun 2, 2026 · a•••••• firm change · fact
- P•••••• H•••••• left 4• F•••••••• for C••••••••• W••••• (registered 2026-07-19)May 27, 2026 · a•••••• firm change · fact
- C••••• K•••••• left 4• F•••••••• for J••• M••••• S••••••••• L•• (registered 2026-06-16)May 8, 2026 · a•••••• firm change · fact
- J••• H••••• F•••••• left 4• F•••••••• for B•••••• R••• P•••••• W••••• (registered 2026-05-21)Apr 23, 2026 · a•••••• firm change · fact
- T••••• M•••••• F•••• left 4• F•••••••• for B••• F•••••••• (registered 2026-05-06)Apr 3, 2026 · a•••••• firm change · fact
- T•••• N••••••• D••••• left 4• F•••••••• for D•••••• W••••• P•••••••• L•• (registered 2026-04-17)Mar 17, 2026 · a•••••• firm change · fact
- C•••••• F••• left 4• F•••••••• for C•••••• S••••• • C••• I••• (registered 2026-05-08)Mar 12, 2026 · a•••••• firm change · fact
- 4• F•••••••• reported RAUM $1.4B, up 61% from $871.4M (2026-02-20 to 2026-03-12)Mar 12, 2026 · RAUM change · derived
- C•••••• M••••• B••••••• left 4• F•••••••• for M••••••••• W••••• A••••••• G•••• (registered 2026-02-20)Feb 4, 2026 · a•••••• firm change · fact
- J•••••• S•••• left 4• F•••••••• for Mariner (registered 2026-03-03)Feb 4, 2026 · a•••••• firm change · fact
- J••••• P••• S•••• left 4• F•••••••• for M••• F•••••••• C••••••••• L•• (registered 2025-08-08)Jan 12, 2026 · a•••••• firm change · fact
- C••••••••• J••••• J•••••• left 4• F•••••••• for H• W••••• (registered 2026-01-29)Dec 16, 2025 · a•••••• firm change · fact
- S•••••• C•••••• R•• left 4• F•••••••• for P••••••••• C•••••• (registered 2025-12-03)Nov 19, 2025 · a•••••• firm change · fact
- L•••• J•• M••••• left 4• F•••••••• for T•• W••• C•••••• A••••••• L•• (registered 2025-11-06)Nov 4, 2025 · a•••••• firm change · fact
- D•••• P•••••• left 4• F•••••••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2026-07-23)Oct 14, 2025 · a•••••• firm change · fact
- C•••••• J•••• M•••••••• left 4• F•••••••• for G•••••• H••••• A•••••••• I••• (registered 2026-03-04)Aug 14, 2025 · a•••••• firm change · fact
- G••••• O••• C••••••• left 4• F•••••••• for V•••• F•••••••• A•••••••• I••• (registered 2025-12-05)Aug 4, 2025 · a•••••• firm change · fact
- O••• R••••• F••••• left 4• F•••••••• for A••••••••• L••• (registered 2026-06-03)Jul 8, 2025 · a•••••• firm change · fact
- G•••••• W•••••• R•• left 4• F•••••••• for F•••• P••••••• W•••••• L•• (registered 2025-06-18)Jun 13, 2025 · a•••••• firm change · fact
- T••••• A•••••••• C••••••• left 4• F•••••••• for &Partners (registered 2025-06-02)Jun 5, 2025 · a•••••• firm change · fact
- 4• F•••••••• reported 128 state-registered advisory representatives, up from 74 (2025-01-03 to 2025-03-26)Mar 26, 2025 · ria a•••••• headcount change · derived
- 4• F•••••••• reported RAUM $871.4M, up 54% from $566.2M (2025-01-03 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- K•••• M•••••• left 4• F•••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-04-22)Mar 4, 2025 · a•••••• firm change · fact
- D••••• C• H••• left 4• F•••••••• for C•••••• S••••• • C••• I••• (registered 2025-12-24)Mar 4, 2025 · a•••••• firm change · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/49financialgroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- livshin49.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-563-1190reportedpublic record, Form ADV, Sep 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $10.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026