DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Independent Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ethan Sloan Carr | Equitable Advisors, LLC national BD | Independent Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2026 | Feb 12, 2026 |
| David Joseph Hellinger | Ameriprise Financial Services, LLC national BD | Independent Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 29, 2010 | Mar 19, 2024 (5073 d) |
| Jakub Martin Kreuter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Independent Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 17, 2009 | Mar 19, 2024 (5481 d) |
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3 moves match.