DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Defining Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Everett Mefford | Seven Springs Wealth Group independent RIA | Defining Wealth state registered | RIA to a state-registered adviser | Jul 31, 2026 | Aug 26, 2026 |
| Kyle Penders | Steward Partners Investment Advisory, LLC BD affiliated | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 16, 2026 | Aug 21, 2026 (66 d) |
| Tyler Vaughn Baskin | Applied Capital LLC independent RIA | Defining Wealth state registered | RIA to a state-registered adviser | Jan 6, 2026 | Feb 9, 2026 (34 d) |
| Blake Taylor Hummel | Seven Springs Wealth Group independent RIA | Defining Wealth state registered | RIA to a state-registered adviser | Sep 11, 2025 | Dec 4, 2025 (84 d) |
| Caleb Matthew Bogia-Curles | Ameriprise Financial Services, LLC national BD | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 14, 2025 | Aug 21, 2025 |
| Andrew Paul Charbonneau | Osaic Wealth, Inc. BD affiliated | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 16, 2024 | Dec 17, 2024 |
| Kyle Raymond Kuyat | Silver Oak Securities, Inc. BD affiliated | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 16, 2023 | Nov 30, 2023 (45 d) |
| Jacob Matthew Gardner | Silver Oak Securities, Inc. BD affiliated | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 5, 2023 | May 14, 2024 (222 d) |
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8 moves match.