DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Potentia Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shannon Lorraine Corpuz | King Wealth Planning, Inc. unclassified | Potentia Wealth independent RIA | Other | Jun 5, 2025 | May 19, 2026 (348 d) |
| Kevin C. Swanson | Mariner Advisor Network BD affiliated | Potentia Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 3, 2024 | Apr 1, 2024 |
| Craig Steven Pine | Mariner Advisor Network BD affiliated | Potentia Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | Jan 1, 2025 (273 d) |
| Sandra Louise Swanson | Mariner Advisor Network BD affiliated | Potentia Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2024 | May 27, 2025 (419 d) |
| Adam Joseph Roberts | Mariner Advisor Network BD affiliated | Potentia Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 3, 2024 | Apr 2, 2024 |
| Raghunandan Krishnan | Mariner Advisor Network BD affiliated | Potentia Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2024 | Apr 1, 2024 |
| Emily Linn Brillo | Mariner Advisor Network BD affiliated | Potentia Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | May 27, 2025 (420 d) |
| Austin Cua | Mariner Advisor Network BD affiliated | Potentia Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Jan 1, 2025 (274 d) |
| Todd Michael Barney | Voya Investment Management Co. LLC other | Potentia Wealth independent RIA | Other | Dec 16, 2010 | Jul 29, 2024 (4974 d) |
Page 1 of 1
9 moves match.