DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald Glenn Baker | Sowell Management independent RIA | First Financial Services, LLC no RAUM | RIA to a newly registered adviser | Mar 5, 2024 | Mar 1, 2024 |
| Thomas Dixon Sanders | Sowell Management independent RIA | First Financial Services, LLC independent RIA | RIA to RIA | Mar 5, 2024 | Apr 30, 2024 (56 d) |
| F. John Deuschle | Sowell Management independent RIA | First Financial Services, LLC no RAUM | RIA to a newly registered adviser | Mar 5, 2024 | Mar 1, 2024 |
| Stephen Joseph Sanders | Sowell Management independent RIA | First Financial Services, LLC independent RIA | RIA to RIA | Mar 5, 2024 | Apr 30, 2024 (56 d) |
Page 1 of 1
4 moves match.