DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sun Valley Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Jonathan FloydCreativeone Wealth, LLC independent RIASun Valley Advisory state registeredRIA to a state-registered adviserMar 31, 2025Jun 27, 2025 (88 d)
Logan MarcusCadaret Grant & Co Inc BD affiliatedSun Valley Advisory state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 9, 2024Jun 4, 2024
Jessi Lee JohnsonEncompass More Asset Management LLC independent RIASun Valley Advisory state registeredRIA to a state-registered adviserMay 22, 2023Jun 19, 2024 (394 d)
Donald SpiniEncompass More Asset Management LLC independent RIASun Valley Advisory state registeredRIA to a state-registered adviserMay 22, 2023Mar 25, 2024 (308 d)
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4 moves match.