DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Blue Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Taylor Mcshane Funke49 Financial independent RIABlue Financial independent RIARIA to RIAApr 3, 2026May 6, 2026 (33 d)
Harrison Bertram ClarkUBS Financial Services Inc. wirehouseBlue Financial independent RIAWirehouse to independent RIAMar 20, 2026Apr 6, 2026
Evan Robert MccoyFlorida Financial Advisors, LLC BD affiliatedBlue Financial independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2025Jul 23, 2025
Stephen Ross HutterLPL Financial LLC BD affiliatedBlue Financial independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2025Aug 29, 2025 (57 d)
Ronald Austin PowellJ. W. Cole Advisors, Inc. BD affiliatedBlue Financial independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2024May 8, 2024
Evan Alexander CalottJ. W. Cole Advisors, Inc. BD affiliatedBlue Financial independent RIAAffiliated broker-dealer or bank to independent RIAMay 6, 2024May 8, 2024
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6 moves match.