DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Spartan Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathryn J Jay | Ameriprise Financial Services, LLC national BD | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2026 | Aug 11, 2026 (77 d) |
| Jack James Skrzycki | Thurston Springer Advisors BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Jan 9, 2026 |
| Farah Kobeissi-Nasser | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jun 17, 2025 |
| E. Brian Mosallam | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Anthony Mona | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Joseph Andre Mansoor | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Jan 1, 2025 |
| Alexander Lee Wagner | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 21, 2024 |
| Jeff Ryan Osaer | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jan 13, 2026 (190 d) |
| Derek Peter Damian | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Steven Michael Nofar | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Zakerie Thompson | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jan 14, 2026 (191 d) |
| Kyle Scott Worthy | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Ariel Gerald Wagner | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Adam Jeffrey Smith | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Nicholas Kallabat | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jul 13, 2026 (371 d) |
| Adam Saghir | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Feb 18, 2025 |
| John Christian Luttmann | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 22, 2025 | Nov 19, 2024 |
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17 moves match.