DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Serenus Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Graham K Mandl | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC independent RIA | RIA to RIA | Dec 20, 2024 | Dec 4, 2024 |
| Kara Sue Boccella | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 12, 2024 | Jul 15, 2024 |
| Devon Galindo | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 12, 2024 | Jul 15, 2024 |
| Rebecca Kathleen Shaw | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 12, 2024 | Jul 15, 2024 |
| Laura Elizabeth Lemoine | Certuity, LLC independent RIA | Serenus Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 12, 2024 | Jul 15, 2024 |
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5 moves match.