DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wavvest Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew James FarinelliEmbree Financial Group mixed wealthWavvest Wealth independent RIARIA to RIAAug 17, 2026Aug 20, 2026
Vinnie Anto MaliakkalCharles Schwab & Co., Inc. national BDWavvest Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 13, 2026Aug 12, 2026
Sinon Padraic BennettJ.P. Morgan Securities LLC wirehouseWavvest Wealth independent RIAWirehouse to independent RIAMay 1, 2024Mar 9, 2025 (312 d)
Brendan KingJ.P. Morgan Securities LLC wirehouseWavvest Wealth independent RIAWirehouse to independent RIAMay 1, 2024Mar 9, 2025 (312 d)
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4 moves match.