DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Holistic Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Candace M GregoryMorgan Stanley wirehouseHolistic Wealth Advisors independent RIAWirehouse to independent RIAJun 17, 2026Sep 3, 2026 (78 d)
Thomas Andrew LynchEsi Financial Advisors independent RIAHolistic Wealth Advisors independent RIARIA to RIAMay 1, 2025May 5, 2025
Michael Franklin MccamyStratos Wealth Partners, Ltd BD affiliatedHolistic Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 23, 2024Dec 20, 2024
Lakshmi NagarajanStratos Wealth Partners, Ltd BD affiliatedHolistic Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 23, 2024Dec 16, 2024
Stacy Ann CliffordStratos Wealth Partners, Ltd BD affiliatedHolistic Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 23, 2024Dec 16, 2024
Sue Ann DonovanStratos Wealth Partners, Ltd BD affiliatedHolistic Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 23, 2024Dec 20, 2024
Charles Gary DrakeCetera Advisor Networks LLC BD affiliatedHolistic Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 30, 2018Dec 20, 2024 (2335 d)
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7 moves match.