DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ellis Financial Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathy Barlar Ellis | Raymond James Financial Services Advisors, Inc BD affiliated | Ellis Financial Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2024 | Oct 29, 2024 |
| Eric Edward Ellis | Raymond James Financial Services Advisors, Inc BD affiliated | Ellis Financial Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Feb 20, 2025 (112 d) |
| Michele Feinman Wieber | Raymond James Financial Services Advisors, Inc BD affiliated | Ellis Financial Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2024 | Dec 16, 2024 (46 d) |
| James Cole Alfonso | Raymond James Financial Services Advisors, Inc BD affiliated | Ellis Financial Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 31, 2024 | Dec 16, 2024 (46 d) |
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4 moves match.