DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Echelon Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Kyle Ramirez | Wells Fargo Advisors wirehouse | Echelon Group mixed wealth | Wirehouse to independent RIA | Mar 9, 2026 | Mar 4, 2026 |
| Dallas Wade Fagen | Osaic Wealth, Inc. BD affiliated | Echelon Group mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2026 | Feb 18, 2026 |
| Donald Lee Reiman | Arbor Point Advisors BD affiliated | Echelon Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2024 | Nov 7, 2024 |
| Elizabeth Rose Langley | Arbor Point Advisors BD affiliated | Echelon Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2024 | Nov 12, 2024 |
| Riley W Mckenzie | Arbor Point Advisors BD affiliated | Echelon Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2024 | Nov 7, 2024 |
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5 moves match.