DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Universal Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anna M Barone | Fidelity Personal And Workplace Advisors BD affiliated | Universal Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 7, 2024 | Apr 24, 2026 (564 d) |
| Cynthia Lynn Hall | Transamerica Financial Advisors, LLC BD affiliated | Universal Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 15, 2023 | Apr 30, 2025 (532 d) |
| Reed Austin | Pruco Securities, LLC BD affiliated | Universal Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2019 | Jun 12, 2025 (2107 d) |
| Timothy John Horst | Usaa Investment Services Company BD affiliated | Universal Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 19, 2018 | Feb 6, 2026 (2606 d) |
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4 moves match.