DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Adviceonly
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Audrey Katherine Emerson | Cultivating Wealth independent RIA | Adviceonly no RAUM | RIA to a newly registered adviser | Mar 17, 2025 | Mar 28, 2025 |
| Michael W Hart | Brookstone Capital Management LLC independent RIA | Adviceonly no RAUM | RIA to a newly registered adviser | Feb 28, 2025 | Mar 10, 2025 |
| Steven Charles Fox | Next Gen Financial Planning unclassified | Adviceonly no RAUM | Other | Aug 16, 2024 | Feb 3, 2025 (171 d) |
| Michael Todd Anderson | Woodson Wealth Management unclassified | Adviceonly no RAUM | Other | Jan 2, 2024 | Feb 21, 2025 (416 d) |
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4 moves match.