DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Carroll Advisory Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Devin Anthony Carroll | Strategic Financial Concepts, LLC independent RIA | Carroll Advisory Group no RAUM | RIA to a newly registered adviser | Dec 2, 2025 | Mar 25, 2025 |
| Nicholaus Ryne Domachowski | Strategic Financial Concepts, LLC independent RIA | Carroll Advisory Group no RAUM | RIA to a newly registered adviser | Dec 2, 2025 | Mar 28, 2025 |
| Alexander Whittington Davis | Strategic Financial Concepts, LLC independent RIA | Carroll Advisory Group no RAUM | RIA to a newly registered adviser | Dec 2, 2025 | Mar 28, 2025 |
| Jeremy David Reed | Thrivent Advisor Network, LLC BD affiliated | Carroll Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2025 | Oct 13, 2025 |
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4 moves match.