DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tiaa Wealth Investment Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Niladri Mukherjee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tiaa Wealth Investment Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 31, 2023 | Apr 21, 2026 (1117 d) |
| Robert Russell Marshall | Davenport & Company LLC other | Tiaa Wealth Investment Management LLC no RAUM | Other | Feb 27, 2014 | Oct 10, 2025 (4243 d) |
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2 moves match.