DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Capital Resource Advisors LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Li | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Capital Resource Advisors LLC. state registered | Wirehouse to a state-registered adviser | Apr 10, 2025 | Aug 18, 2025 (130 d) |
| Erico Cajes Galvez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Capital Resource Advisors LLC. state registered | Wirehouse to a state-registered adviser | Oct 24, 2024 | Aug 18, 2025 (298 d) |
Page 1 of 1
2 moves match.