DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Protocol Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Wayne Rygiel | Origin Investment Advisory LLC independent RIA | Protocol Wealth, LLC no RAUM | RIA to a newly registered adviser | May 18, 2023 | Jul 9, 2025 (783 d) |
| Jason G Leupold | Fidelity Personal And Workplace Advisors BD affiliated | Protocol Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2022 | May 27, 2025 (1104 d) |
| Adam Steven Blumberg | Chart Wealth Management, LLC unclassified | Protocol Wealth, LLC no RAUM | Other | Dec 31, 2020 | Apr 12, 2025 (1563 d) |
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3 moves match.