DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Moffatt Financial Strategies
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek Jefferson Moffatt | Strategic Financial Concepts, LLC independent RIA | Moffatt Financial Strategies independent RIA | RIA to RIA | Aug 31, 2026 | Jul 17, 2025 |
| Bonnie Jean Moseley | Intelligence Driven Advisers, LLC independent RIA | Moffatt Financial Strategies independent RIA | RIA to RIA | Nov 14, 2025 | Oct 17, 2025 |
| Nathan Thomas Johnson | Charles Schwab & Co., Inc. national BD | Moffatt Financial Strategies independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Sep 4, 2025 (91 d) |
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3 moves match.