DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Spiegelman Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julie Lynn Brim | Commonwealth Financial Network national BD | Spiegelman Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Mar 27, 2026 (255 d) |
| Arabelle Rachel Vidal Restauro | Commonwealth Financial Network national BD | Spiegelman Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Mar 27, 2026 (255 d) |
| Adam David Spiegelman | Commonwealth Financial Network national BD | Spiegelman Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 14, 2025 | Aug 6, 2025 |
Page 1 of 1
3 moves match.