DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Laurel Oak Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Michael Norman | Wells Fargo Advisors wirehouse | Laurel Oak Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Mar 2, 2026 | Apr 13, 2026 (42 d) |
| Greg M Rosen | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 7, 2025 | Jul 23, 2025 |
| Caroline Deborah Burke | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 7, 2025 | Jul 24, 2025 |
| Joann Marie Morgano | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 23, 2025 |
| Gary William Johnston | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 23, 2025 |
| Robert Anthony Andreacchio | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 23, 2025 |
| Keith James Radimer | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 23, 2025 |
| Jacob Edward Hanzel | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Jul 24, 2025 |
| Christopher Joseph Heiser | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 1, 2025 | Jul 23, 2025 |
| Louis Anthony Laselva | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 1, 2025 | Jul 23, 2025 |
| Matthew Jude Fitzgerald | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2025 | Jul 23, 2025 |
| Patrick A Mccrindle | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | Apr 29, 2026 (272 d) |
| Matthew Christopher Heiser | Ameriprise Financial Services, LLC national BD | Laurel Oak Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2025 | Apr 29, 2026 (274 d) |
Page 1 of 1
13 moves match.