DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Schulz Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Grace Schulz | Commonwealth Financial Network national BD | Schulz Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 27, 2026 |
| Nicholas George Trujillo | Commonwealth Financial Network national BD | Schulz Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2026 | Jan 20, 2026 |
| Andrea Nicole Atencio | Northern Trust Securities, Inc BD affiliated | Schulz Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Aug 31, 2026 (300 d) |
| Shane Reed | Commonwealth Financial Network national BD | Schulz Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 22, 2025 | Jan 21, 2026 (274 d) |
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4 moves match.