DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Greenberg Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephanie Marie Ford | Cambridge Investment Research Advisors, Inc. BD affiliated | Greenberg Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2020 | Apr 27, 2020 |
| John Northmore Sturtevant | Perspective Financial Services LLC other | Greenberg Financial Group other | Other | Mar 3, 2016 | Apr 14, 2016 (42 d) |
| Benjamin John Fernandez | Pnc Managed Account Solutions, Inc. other | Greenberg Financial Group other | Other | Oct 16, 2013 | Nov 7, 2013 |
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3 moves match.