DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Efg Capital International Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Francisco Jose Soler | Efg Private Wealth Management (Americas) Corp. mixed wealth | Efg Capital International Corp. no RAUM | Other | Mar 28, 2023 | May 3, 2021 |
| Miguel Luis Ortiz | Efg Private Wealth Management (Americas) Corp. mixed wealth | Efg Capital International Corp. no RAUM | Other | Jul 6, 2022 | Apr 30, 2021 |
| Guillermo Porras | Efg Private Wealth Management (Americas) Corp. mixed wealth | Efg Capital International Corp. no RAUM | Other | Jul 6, 2022 | Apr 30, 2021 |
| Matthew Allen Beem | Efg Capital Advisors Inc. independent RIA | Efg Capital International Corp. no RAUM | RIA to a newly registered adviser | Feb 22, 2019 | May 3, 2021 (801 d) |
| Robert Lee Valencia | Td Ameritrade, Inc. no RAUM | Efg Capital International Corp. no RAUM | Other | Jul 29, 2005 | Dec 6, 2005 (130 d) |
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5 moves match.