DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Riverstone Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Donald Raymond MoutonUBS Financial Services Inc. wirehouseRiverstone Wealth Management otherOtherOct 22, 2010Oct 15, 2010
Shawn Forrest MorganOppenheimer & Co. Inc. otherRiverstone Wealth Management otherOtherJul 29, 2009Jul 22, 2009
Seth Michael WhitneyOppenheimer & Co. Inc. otherRiverstone Wealth Management otherOtherJul 7, 2009Jul 24, 2009
Daniel FuentesNew England Securities Corporation otherRiverstone Wealth Management otherOtherMay 18, 2009May 13, 2009
Theodore Ray BurkhartUBS Financial Services Inc. wirehouseRiverstone Wealth Management otherOtherMay 13, 2009May 18, 2009
Peter John TomassiUBS Financial Services Inc. wirehouseRiverstone Wealth Management otherOtherMay 13, 2009May 18, 2009
Thomas Duane FaughtUBS Financial Services Inc. wirehouseRiverstone Wealth Management otherOtherMar 26, 2009Mar 13, 2009
Raymond Albert DeragonStanford Group Company unclassifiedRiverstone Wealth Management otherOtherMar 19, 2009Aug 25, 2009 (159 d)
Eric Scott PomerantzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRiverstone Wealth Management otherOtherDec 22, 2008Jan 16, 2009
Nancy Thi HoangMorgan Stanley & Co. LLC unclassifiedRiverstone Wealth Management otherOtherNov 4, 2008Jun 4, 2010 (577 d)
Michael Paul LevingstonLPL Financial LLC otherRiverstone Wealth Management otherOtherAug 21, 2007Aug 17, 2007
Alan Mears GilbreathMorgan Stanley & Co. LLC unclassifiedRiverstone Wealth Management otherOtherApr 11, 2007Apr 9, 2007
John Michael RoeweRaymond James Financial Services, Inc. unclassifiedRiverstone Wealth Management otherOtherJan 4, 2007Jan 15, 2007
Jennifer Lynn ScrogginsKcm & Associates unclassifiedRiverstone Wealth Management otherOtherOct 31, 2006Oct 1, 2009 (1066 d)
Jonathan William LennoxMorgan Stanley Dw Inc. unclassifiedRiverstone Wealth Management otherOtherAug 29, 2005Sep 15, 2005
Javier Omar LarreaPrudential Equity Group, LLC unclassifiedRiverstone Wealth Management otherOtherNov 20, 2002Jan 17, 2003 (58 d)
Gregory Allen GatlinMorgan Stanley Dw Inc. unclassifiedRiverstone Wealth Management otherOtherOct 31, 2002Jan 14, 2004 (440 d)
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17 moves match.