DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Davinci Capital Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Etling | L.M. Kohn & Company independent RIA | Davinci Capital Management Inc. state registered | RIA to a state-registered adviser | Oct 13, 2025 | Jan 13, 2026 (92 d) |
| David Bruce Murray | Commonwealth Financial Network national BD | Davinci Capital Management Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 23, 2012 | May 4, 2012 |
| Jason Michael Pisciotta | First Allied Securities, Inc. other | Davinci Capital Management Inc. state registered | Other | Jan 4, 2012 | Jan 6, 2012 |
| Daniel W Goggins | Cetera Investment Services LLC other | Davinci Capital Management Inc. state registered | Other | Aug 25, 2009 | Oct 17, 2022 (4801 d) |
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4 moves match.