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Advisors to call now

Offices that lost 20% or more of their advisors in 180 days.

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  1. Richard Grider My Prosper Team, Lehi, Ut
    Call-readyindependent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-07-01)
      2026-07-01 (3 months ago). At independent RIAs, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Direct
    published business email at equipyourfuture.com (firm_website)

    Missing: who works with them (team unresolved).

  2. Andrew Maron Commonwealth Financial Network, Allentown, Pa
    Call-readynational broker-dealer RIA
    • this office went from 13 to 7 registered advisors over the last year, with 7 leaving for other firms (latest 2026-01-15)
      2026-01-15 (8 months ago). At national broker-dealer RIAs, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email at commonwealth.com (apollo)

    Missing: a usable practice size; who works with them (team unresolved).

  3. Bryn Henry Commonwealth Financial Network, Plano, Tx
    Call-readynational broker-dealer RIA
    • this office went from 11 to 8 registered advisors over the last year, with 4 leaving for other firms (latest 2025-12-31)
      2025-12-31 (9 months ago). At national broker-dealer RIAs, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email at guidedpf.com (apollo); LinkedIn profile

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a meaningful reason; who works with them (team unresolved).

  4. T•••••• L•••••• W•••• F•••• A•••••••, W•••••••• O•
    Call-readywirehouse
    • this office went from 13 to 8 registered advisors over the last year, with 5 leaving for other firms (latest 2026-08-19)
      2026-08-19 (38 days ago). At W•••• F••••, 8.3% with this moved within a year against 5.3% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Timing
    measured at this firm
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email at wellsfargoadvisors.com (apollo); LinkedIn profile

    Business ties: No outside business, investment or board involvement on file; 1 community membership(s) without an officer or board role.

    Missing: a usable practice size; a meaningful reason; who works with them (team unresolved).

  5. A•••• M••• A••••••••• F•••••••• S•••••••• L••, F•••••••• T•
    Call-readynational broker-dealer RIA
    • this office went from 21 to 10 registered advisors over the last year, with 13 leaving for other firms (latest 2026-02-10)
      2026-02-10 (8 months ago). At A•••••••••, 8.2% with this moved within a year against 4.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Timing
    measured at this firm
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email at ampf.com (hunter)

    Missing: a usable practice size; the full regulatory record; who works with them (team unresolved).

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