DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• A•••• G•••••

M• P•••••• T•••independent RIALehi, UtIA-onlyIAPD 5701310

Feed of 09/14/2026

Also filed as Rich G•••••

At current firm

2 y

since Sep 13, 2024

In the industry

17 y

since Sep 3, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Investment Advisor Representativereportedmyprosperteam.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

M• P•••••• T••• independent RIA current
since Sep 13, 2024 · Lehi, Ut
L••••• T•••••• I••••••••• I••• independent RIA
Apr 26, 2021 to Sep 15, 2022 · Idaho Falls, Id
D•••••• independent RIA
Oct 29, 2019 to Apr 15, 2021 · Idaho Falls, Id
M•• I•••••••• S•••••••• L•• BD affiliated
Apr 23, 2019 to Sep 26, 2019 · Idaho Falls, Id
D•••••• independent RIA
Oct 29, 2018 to Apr 3, 2019 · Idaho Falls, Id
L•••••• C•••••• A•••••••• I••• former
Jul 7, 2016 to Nov 3, 2016 · Honeoye Falls, Ny
I••••• F•••••••• C••••••••• former
Jun 1, 2015 to Sep 11, 2015 · Rochester, Ny
C••••• C••••••• L•• former
May 5, 2014 to Apr 27, 2015 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

L••••• T•••••• I••••••••• I••• to M• P•••••• T•••
left Sep 15, 2022, registered Sep 13, 2024 (729 days) · RIA to RIA
D•••••• to L••••• T•••••• I••••••••• I•••
left Apr 15, 2021, registered Apr 26, 2021 (11 days) · RIA to RIA
M•• I•••••••• S•••••••• L•• to D••••••
left Sep 26, 2019, registered Oct 29, 2019 (33 days) · Affiliated broker-dealer or bank to independent RIA
D•••••• to M•• I•••••••• S•••••••• L••
left Apr 3, 2019, registered Apr 23, 2019 (20 days) · RIA to affiliated broker-dealer or bank
L•••••• C•••••• A•••••••• I••• to D••••••
left Nov 3, 2016, registered Oct 29, 2018 (725 days) · Other
I••••• F•••••••• C••••••••• to L•••••• C•••••• A•••••••• I•••
left Sep 11, 2015, registered Jul 7, 2016 (300 days) · Other
C••••• C••••••• L•• to I••••• F•••••••• C•••••••••
left Apr 27, 2015, registered Jun 1, 2015 (35 days) · channel change inside one enterprise, not a move

Signals

R•••••• A•••• G••••• left L••••• T•••••• I••••••••• I••• for M• P•••••• T••• (registered 2024-09-13)
Sep 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address