Advisors to call now

Anything dated in the last 90 days, measured or not.

Changes on what you follow · Describe your platform to see fit

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Mario Digesaro Morgan Stanley, Short Hills, Nj
wirehouse
- passed an adviser exam (S65) on 2026-08-15 after 32 years in the industry, not as part of a same-week firm licensing class
  2026-08-15 (42 days ago). At Morgan Stanley, 7.1% with this moved within a year against 3.7% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
inferred email (firm style, deliverability sampled) at morganstanley.com
Who else to call: 50 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
Patricia Luken Valic Financial Advisors, Inc., Chicago, Il
broker-dealer affiliated
- passed an adviser exam (S66) on 2026-08-15 after 25 years in the industry, not as part of a same-week firm licensing class
  2026-08-15 (42 days ago). At broker-dealer affiliated firms, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 31 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
Joshua Grimes-Avery Northstar Financial Companies, Inc., Conshohocken, Pa
independent RIA
- passed an adviser exam (S65) on 2026-08-14 after 4 years in the industry, not as part of a same-week firm licensing class
  2026-08-14 (43 days ago). At independent RIAs, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
A•••••••• M•••••• E••••• W•••••• L••, F••• L••••••••• F•
independent RIA
- passed an adviser exam (S66) on 2026-08-14 after 4 years in the industry, not as part of a same-week firm licensing class
  2026-08-14 (43 days ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
D•••• L••• C•••••• A••••••• S•••••••• I••, S••••••• G•
independent RIA
- passed an adviser exam (S65) on 2026-08-14 after 28 years in the industry, not as part of a same-week firm licensing class
  2026-08-14 (43 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
H••••• G••••• H•••••• T••••••• • K•••• L••, N•• Y•••• N•
broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-14 after 21 years in the industry, not as part of a same-week firm licensing class
  2026-08-14 (43 days ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 33 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
J•••• C••••••• N••••••••• R••••••• P•••••••• L••, C••••••••• O•
state-registered adviser
- passed an adviser exam (S66) on 2026-08-14 after 8 years in the industry, not as part of a same-week firm licensing class
  2026-08-14 (43 days ago). At A••, 7.2% with this moved within a year against 4.9% without it (1.5x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
C•••••••• L•••••• M••••• S••••••, B••• R••••• F•
wirehouse
- passed an adviser exam (S65) on 2026-08-12 after 5 years in the industry, not as part of a same-week firm licensing class
  2026-08-12 (45 days ago). At M••••• S••••••, 7.1% with this moved within a year against 3.7% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
inferred email (firm style, deliverability sampled) at morganstanley.com
Before a call: practice size; joined the current firm under a year ago.
J•••• F•••• H•••••• • W•••• A•••• M••••••••• I•••, P••••••••• N•
broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-12 after 3 years in the industry, not as part of a same-week firm licensing class
  2026-08-12 (45 days ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
M••••• V••• S•••••• S••••••••• I•••, O•••••• F• F•
bank affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-11)
  2026-08-11 (46 days ago). At B•••••••••, 14.8% with this moved within a year against 7.4% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size.
A•••••••• L••• S•••••• S••••••••• I•••, O•••••• F• F•
bank affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-11)
  2026-08-11 (46 days ago). At B•••••••••, 14.8% with this moved within a year against 7.4% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size.
J•••• V•••••• S•••••••• I••••••••• S••••••••• I•••, O••••• P•••• I•
independent RIA
- passed the Series 65 on 2026-08-11 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-08-11 (46 days ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 8 related advisors (teammates, former teammates, office peers and business partners).
Before a call: joined the current firm under a year ago.
A••••• B•••••• J••• M••••• S••••••••• L••, S•• A••••••• T•
wirehouse
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-08-11. null went to T•••• C•••••• B••• P•••••• W••••• A•••••••
  2026-08-11 (46 days ago). At J•••••••, 9.9% with this moved within a year against 5.5% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  B•••••• D••••••• to T•••• C•••••• B••• P•••••• W••••• A•••••••
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.
Who else to call: 54 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
K•••• W••• S•••••• S••••••••• I•••, O•••••• F• F•
bank affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-11)
  2026-08-11 (46 days ago). At B•••••••••, 14.8% with this moved within a year against 7.4% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
S•••• W••• S•••••• S••••••••• I•••, O•••••• F• F•
bank affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-11)
  2026-08-11 (46 days ago). At B•••••••••, 14.8% with this moved within a year against 7.4% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size.
J••••• B•••• C•••••••• I••••••••• R••••••• A•••••••• I•••, W••••••• K•
broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-11 after 9 years in the industry, not as part of a same-week firm licensing class
  2026-08-11 (46 days ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
S•••• D•••••• G•••• V••••• A•••••• G••••• L••, B•••••• P•
independent RIA
- passed an adviser exam (S65) on 2026-08-10 after 10 years in the industry, not as part of a same-week firm licensing class
  2026-08-10 (47 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
A••••• U•••••• V••••• I••••••••• A•••••••• L••, H•••••••• C•
asset manager
- passed the Series 65 on 2026-08-10 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-08-10 (47 days ago). At A••, 9.4% with this moved within a year against 4.9% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
A••••• M•••••• C•••• W•••••• • A••••••••• L••, F•••••• T•
independent RIA
- passed an adviser exam (S65) on 2026-08-10 after 9 years in the industry, not as part of a same-week firm licensing class
  2026-08-10 (47 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
M••••• P••• J••• M••••• S••••••••• L••, C•••••••• O•
wirehouse
- 3 prior co-move teammates left the firm for another firm, most recently on 2026-08-07. null went to W•••• F••••
  2026-08-07 (50 days ago). At J•••••••, 9.9% with this moved within a year against 5.5% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  E•••••• A•••• to W•••• F••••
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Before a call: practice size.
M•••••• P••••••• J••• M••••• S••••••••• L••, E• M••••• C•
wirehouse
- 3 prior co-move teammates left the firm for another firm, most recently on 2026-08-07. null went to W•••• F••••
  2026-08-07 (50 days ago). At J•••••••, 9.9% with this moved within a year against 5.5% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  E•••••• A•••• to W•••• F••••
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Before a call: practice size.
B•••• G••••••• J••• M••••• S••••••••• L••, L• C•••••• C•
wirehouse
- 3 prior co-move teammates left the firm for another firm, most recently on 2026-08-07. null went to W•••• F••••
  2026-08-07 (50 days ago). At J•••••••, 9.9% with this moved within a year against 5.5% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  E•••••• A•••• to W•••• F••••
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
I•• K••••• J••• M••••• S••••••••• L••, S•• J•••• C•
wirehouse
- 3 prior co-move teammates left the firm for another firm, most recently on 2026-08-07. null went to W•••• F••••
  2026-08-07 (50 days ago). At J•••••••, 9.9% with this moved within a year against 5.5% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  E•••••• A•••• to W•••• F••••
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
D•••••• K••••• I••••••••• F•••••••• P•••••••, I•••••• C•
broker-dealer affiliated
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-08-07. null went to C••••• F••••••••
  2026-08-07 (50 days ago). At B•••••••••, 10.4% with this moved within a year against 5.3% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  S••• F•••• to C••••• F••••••••
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
D••• S••••• J••• M••••• S••••••••• L••, H•••••• B••••• C•
wirehouse
- 3 prior co-move teammates left the firm for another firm, most recently on 2026-08-07. null went to W•••• F••••
  2026-08-07 (50 days ago). At J•••••••, 9.9% with this moved within a year against 5.5% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  E•••••• A•••• to W•••• F••••
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Before a call: practice size.
J•••• S••• W•••• F•••• A•••••••, W•••• T•
wirehouse
- 29% of this office left for other firms in the last six months (latest 2026-08-07)
  2026-08-07 (50 days ago). At W•••• F••••, 9.8% with this moved within a year against 5.3% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified at the firm's domain
Who else to call: 19 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
K•••• T• J••• M••••• S••••••••• L••, C•••••••• C•
wirehouse
- 3 prior co-move teammates left the firm for another firm, most recently on 2026-08-07. null went to W•••• F••••
  2026-08-07 (50 days ago). At J•••••••, 9.9% with this moved within a year against 5.5% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  E•••••• A•••• to W•••• F••••
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
D• W• J••• M••••• S••••••••• L••, E• C••••••• C•
wirehouse
- 3 prior co-move teammates left the firm for another firm, most recently on 2026-08-07. null went to W•••• F••••
  2026-08-07 (50 days ago). At J•••••••, 9.9% with this moved within a year against 5.5% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  E•••••• A•••• to W•••• F••••
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at jpmorgan.com
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
M•••••• C••••••• K••••• A••••••• S•••••••• L••, A•••••• T•
broker-dealer affiliated
- passed an adviser exam (S66) on 2026-08-06 after 8 years in the industry, not as part of a same-week firm licensing class
  2026-08-06 (51 days ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
B•••••• P•••••• R••••••••• C•••••• M•••••••••, F•••••• P•••• N•
broker-dealer affiliated
- passed an adviser exam (S66) on 2026-08-06 after 3 years in the industry, not as part of a same-week firm licensing class
  2026-08-06 (51 days ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at rockco.com
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
Y••••••• K•••••• M••••• S••••••, P••• A•••• C•
wirehouse
- passed an adviser exam (S66,S65) on 2026-08-05 after 12 years in the industry, not as part of a same-week firm licensing class
  2026-08-05 (52 days ago). At M••••• S••••••, 7.1% with this moved within a year against 3.7% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
inferred email (firm style, deliverability sampled) at morganstanley.com
Who else to call: 43 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
J••••••• W•••••• S••••••••• W••••• P•••••••, F•••••••• T•
independent RIA
- passed the Series 65 on 2026-08-04 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-08-04 (53 days ago). At I•••••••••, 10.1% with this moved within a year against 5.4% without it (1.9x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
L••• G•••••• A••••••• A••••••• S•••••••• L••, C••••••••• M•
broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-04 after 2 years in the industry, not as part of a same-week firm licensing class
  2026-08-04 (53 days ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
W•••••• H•••••• W••••• M••••••••• A••••••••• I•••, C••••• H•••• N•
independent RIA
- passed an adviser exam (S65) on 2026-08-04 after 25 years in the industry, not as part of a same-week firm licensing class
  2026-08-04 (53 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size.
H••••• T•• H••• S••••••••• •••• I•••, S•• F••••••••• C•
bank affiliated
- passed an adviser exam (S66) on 2026-08-04 after 7 years in the industry, not as part of a same-week firm licensing class
  2026-08-04 (53 days ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
C•••••••• C••• P•• W••••• M•••••••••, P••••••••• N•
bank affiliated
- passed an adviser exam (S66) on 2026-08-04 after 2 years in the industry, not as part of a same-week firm licensing class
  2026-08-04 (53 days ago). At B•••••••••, 10.3% with this moved within a year against 7.5% without it (1.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
inferred email (firm style, deliverability sampled) at pnc.com
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
R••••• L•••• W•••••• S••••••••• I•••, P•••••••• C•
broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-04 after 38 years in the industry, not as part of a same-week firm licensing class
  2026-08-04 (53 days ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
M•••••• L••••••• A••••••• S••••••• N••••••, A••••••• G•
independent RIA
- passed an adviser exam (S66) on 2026-08-03 after 5 years in the industry, not as part of a same-week firm licensing class
  2026-08-03 (54 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size.
K•••• T••••• B•••••• L••• A••••••• S•••••••• I•••, C••••••• I•
broker-dealer affiliated
- passed an adviser exam (S66) on 2026-08-03 after 6 years in the industry, not as part of a same-week firm licensing class
  2026-08-03 (54 days ago). At B•••••••••, 8.8% with this moved within a year against 5.3% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
P•••• S•••• B•••• W•••••• L••, A••••••• G•
independent RIA
- passed an adviser exam (S65) on 2026-08-03 after 21 years in the industry, not as part of a same-week firm licensing class
  2026-08-03 (54 days ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.

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