DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• O•••• S••••

B•••• W•••••• L••independent RIAAtlanta, GaIA-onlyIAPD 2808423

Feed of 09/14/2026

Also filed as P•••• O•••• S••••

At current firm

0 y

since Mar 31, 2026

In the industry

21 y

since Jan 24, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••• W•••••• L•• independent RIA current
since Mar 31, 2026 · Atlanta, Ga
M••••• S•••••• wirehouse
Jul 1, 2024 to Jun 11, 2025 · Alpharetta, Ga
N••••••• L•• former
May 30, 2013 to Sep 27, 2013 · Atlanta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 8, 2011 to Jan 11, 2012 · Alpharetta, Ga
F••••• I••••••••• independent RIA
Dec 3, 2007 to Jul 14, 2010 · Vancouver, Wa
S••••••• I••••••••• S•••••••• I••• former
Jan 24, 2005 to Apr 24, 2006 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to B•••• W•••••• L••
left Jun 11, 2025, registered Mar 31, 2026 (293 days) · Wirehouse to independent RIA
N••••••• L•• to M••••• S••••••
left Sep 27, 2013, registered Jul 1, 2024 (3930 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••• L••
left Jan 11, 2012, registered May 30, 2013 (505 days) · Other
F••••• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 14, 2010, registered Mar 8, 2011 (237 days) · Other
S••••••• I••••••••• S•••••••• I••• to F••••• I•••••••••
left Apr 24, 2006, registered Dec 3, 2007 (588 days) · Other

Signals

P•••• O•••• S•••• left M••••• S•••••• for B•••• W•••••• L•• (registered 2026-03-31)
Jun 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address