DFX Intelligence
For recruiters
Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
A dated fact that historically went with moving, on a practice worth the call.
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- Julie Young-Sedillo Crux Wealth Advisors, Long Beach, CaCall-readyindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-06-15. null went to Brookwood Investment Group2026-06-15 (3 months ago). At independent RIAs, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Claire Alexander to BROOKWOOD INVESTMENT GROUP
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
- Team
- 8 move with them
- Contact
- Professional
- LinkedIn profile; professional profile page
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
- Ma Tapang Crux Wealth Advisors, Long Beach, CaCall-readyindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-06-15. null went to Brookwood Investment Group2026-06-15 (3 months ago). At independent RIAs, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Claire Alexander to BROOKWOOD INVESTMENT GROUP
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
- Team
- 8 move with them
- Contact
- Professional
- professional profile page
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
- Kenneth Newberry Crux Wealth Advisors, Stevenson Ranch, CaCall-readyindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-06-15. null went to Brookwood Investment Group2026-06-15 (3 months ago). At independent RIAs, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Claire Alexander to BROOKWOOD INVESTMENT GROUP
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
- Team
- 8 move with them
- Contact
- Professional
- professional profile page
Who else to call: 8 related advisors, 5 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
- M••• R••••••• S•••••••• W••••• M•••••••••, S•••••• F•Call-readyindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-03. null went to S•••••••• E••••• P•••••••• L••2026-09-03 (23 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).D•••• K••••• to S•••••••• E••••• P•••••••• L••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
- Team
- 5 move with them
- Contact
- Professional
- professional profile page
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
- S••••• A•••• S•••••••• W••••• M•••••••••, T••••••• C•••• M•Call-readyindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-09-03. null went to S•••••••• E••••• P•••••••• L••2026-09-03 (23 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).D•••• K••••• to S•••••••• E••••• P•••••••• L••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
- Team
- 5 move with them
- Contact
- Professional
- L••••••• profile; professional profile page
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
- W•••••• S••••••• R•••••••• A•••••••• L••, E••••••••• C•Call-readyindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-04-13. null went to C••••••• W••••• A••••••• L••2026-04-13 (6 months ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).R••• C••••• to C••••••• W••••• A••••••• L••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
- Team
- 5 move with them
- Contact
- Professional
- professional profile page
Who else to call: 4 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
- A•••••••• S••••••••• R•••••••• A•••••••• L••, E••••••••• C•Call-readyindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-04-13. null went to C••••••• W••••• A••••••• L••2026-04-13 (6 months ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).R••• C••••• to C••••••• W••••• A••••••• L••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
- Team
- 5 move with them
- Contact
- Professional
- professional profile page
Who else to call: 4 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
- D•••• S•••••• R•••••••• A•••••••• L••, E••••••••• C•Call-readyindependent RIA
- a prior co-move teammate left the firm for an independent RIA on 2026-04-13. null went to C••••••• W••••• A••••••• L••2026-04-13 (6 months ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).R••• C••••• to C••••••• W••••• A••••••• L••
- Timing
- Timing
- Value
- Not estimable
- Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
- Team
- 5 move with them
- Contact
- Professional
- professional profile page
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
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