Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
Books with a lower bound of $250M or more, at person or team scope.
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- Richard Morgenstern &Partners, Boca Raton, Flbroker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $827M; portable $414M to $736M
- Team
- 4 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; joined the current firm under a year ago.
- Rory Lindquist UBS Financial Services Inc., Boulder, Cowirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $470M; portable $282M to $352M
- Team
- 4 move with them
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at ubs.com
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now.
- Stanford Slovin &Partners, Clayton, Mobroker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.5B; portable $750M to $1.3B
- Team
- 5-person high-confidence team
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now.
- C•••• F•••••• M••••• S••••••, K•••••••• W•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $750M; portable $450M to $562M
- Team
- 4 move with them
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at morganstanley.com
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; joined the current firm under a year ago.
- E••••• S••••••• 1••• C•••••• P•••••••, G••••••••• N•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M to $1B; portable $322M to $574M, revenue at most $10M (transfer share is a judgment)
- Team
- 4 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; the current role; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; joined the current firm under a year ago.
- A••••• P••• E•••••••• P•••• W••••• P•••••••• L••, T•••••••• F•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.4B; portable $700M to $1.2B
- Team
- 4 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 6 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now.
- J••••••• N••••• ••••••••, C••••••• M•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.5B; portable $750M to $1.3B
- Team
- 5-person high-confidence team
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now.
- C••••••• S• ••••••••, C••••••• M•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.5B; portable $750M to $1.3B
- Team
- 5-person high-confidence team
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now.
- K•••••• B•••••• A••••••• W••••• M••••••••• P••••••• L••, K••••••••• T•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $136M to $242M, revenue at most $5M (transfer share is a judgment)
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- M•••••••• I••••• W•••• F•••• A•••••••, F••• H••••• N•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $5.9B; portable $4.5B to $5.0B
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route; joined the current firm under a year ago.
- C•••••• H•••••••• R•••••• J•••• • A••••••••• I•••, D•••••• C•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $340M; portable $204M to $289M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 21 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- C••••••••• B••••• R•••••• J•••• • A••••••••• I•••, D•••••• C•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $340M; portable $204M to $289M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 21 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- S••• L•••••• R•••••• J•••• • A••••••••• I•••, L••••••••• K•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $400M; portable $240M to $340M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 12 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route; joined the current firm under a year ago.
- J••• F•••••• R•• C•••••• M••••••• L••, L• C•••••• C•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $660M; portable $330M to $462M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route; joined the current firm under a year ago.
- D••••• G••••• L•• F•••••••• L••, I••••••••• O•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $550M; portable $440M to $495M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- D•••• W•••• A••••• I••••••••• P•••••••, O••••• U•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M to $1B; portable $562M to $628M, revenue at most $10M (transfer share is a judgment)
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; the current role; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- I•• F••• W•••• F•••• A•••••••, B•••• R••••• L•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.7B; portable $1.3B to $1.4B
- Team
- 5-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 11 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- M••• L•••• S•••••• N••••••• • C••••••• I•••••••••, H••••••• T•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $873M; portable $524M to $742M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- B•••••• C••••••• W•••• F•••• A•••••••, B•••• R••••• L•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.7B; portable $1.3B to $1.4B
- Team
- 5-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 11 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- C••••••••• K••••• A••••• I••••••••• P•••••••, O••••• U•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M to $1B; portable $562M to $628M, revenue at most $10M (transfer share is a judgment)
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- J••••••• B•••• L•• F•••••••• L••, I••••••••• O•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $550M; portable $440M to $495M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- G•••••• S•••• A••••• I••••••••• P•••••••, L••••• U•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M to $1B; portable $562M to $628M, revenue at most $10M (transfer share is a judgment)
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- K••• H••••••••• L•• F•••••••• L••, S•••••••• V••••••• O•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $350M; portable $280M to $315M, revenue at most $10M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- D•••••• E••• L•• F•••••••• L••, D•••••• O•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $350M; portable $280M to $315M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- C••••••••• G•••• S•••••• N••••••• • C••••••• I•••••••••, D•••••• T•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.5B; portable $900M to $1.3B
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 50 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- S•••••• M••••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, D•••••••• C•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Personal book $270M; portable $202M to $230M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route.
- R••• B••• S•••••• N••••••• • C••••••• I•••••••••, D•••••• T•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Personal book $1.4B; portable $840M to $1.2B
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 40 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- D••••• D••••• W•••• F•••• A•••••••, O•• G••••••••• C•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.0B; portable $750M to $850M
- Team
- 5-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route; joined the current firm under a year ago.
- M•••••• L••••• A••••••• W••••• M••••••••• P••••••• L••, A•••••• T•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $232M to $259M, revenue at most $5M (transfer share is a judgment)
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- M•••• S•••••• O•••• W•••••• I•••, G•••••••• V••••••• C•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $705M; portable $564M to $634M
- Team
- 5-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route; joined the current firm under a year ago.
- D•••• W•••••••• W•••• F•••• A•••••••, B•••• R••••• L•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.7B; portable $1.3B to $1.4B
- Team
- 5-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 11 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- C••• P• P•••••• A•••••• G••••• L••, A••••••••• T•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $256M to $445M; portable $205M to $401M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route; joined the current firm under a year ago.
- M•••••• T••••••• S•••••• N••••••• • C••••••• I•••••••••, D•••••• T•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.5B; portable $900M to $1.3B
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 50 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- S•••• F••••••• W•••• F•••• A•••••••, O•• G••••••••• C•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.0B; portable $750M to $850M
- Team
- 5-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route; joined the current firm under a year ago.
- M••• E•••••• W•••• F•••• A•••••••, O•• G••••••••• C•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.0B; portable $750M to $850M
- Team
- 5-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route; joined the current firm under a year ago.
- P•••••• C•••• A••••••• W••••• M••••••••• P••••••• L••, K••••••••• T•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $232M to $259M, revenue at most $5M (transfer share is a judgment)
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- D••••• B••• U•• F•••••••• S••••••• I•••, B••••••• C•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $470M; portable $282M to $352M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- S••••• C••••••• W•••• F•••• A•••••••, B•••• R••••• L•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.7B; portable $1.3B to $1.4B
- Team
- 5-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 11 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- J•••• C•••• L•• F•••••••• L••, M••••••• T•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M; portable $400M to $450M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route.
- J•••• H••• U•• F•••••••• S••••••• I•••, A•••••• N•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.3B; portable $780M to $975M
- Team
- 4 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
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