RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• B••• S•••••••
- 1••• C•••••• P••••••• independent RIA currentsince Sep 16, 2026 · Greensboro, Nc
- 1••• C•••••• P••••••• independent RIANov 15, 2024 to Jul 23, 2025 · Greensboro, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 2, 2016 to Nov 11, 2024 · Greensboro, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 18, 2004 to May 24, 2016 · Greensboro, Nc
- M••••• K••••• • C••••••• L•• formerMay 31, 2002 to Aug 26, 2003 · Greensboro, Nc
- M••••• S•••••• D• I••• unclassifiedMay 27, 2002 to Jun 10, 2002 · Greensboro, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to 1••• C•••••• P•••••••left Nov 11, 2024, registered Nov 15, 2024 (4 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 24, 2016, registered Jun 2, 2016 (9 days) · Other
- M••••• K••••• • C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 26, 2003, registered Nov 18, 2004 (450 days) · Other
- M••••• S•••••• D• I••• to M••••• K••••• • C••••••• L••left Jun 10, 2002, registered May 31, 2002 (-10 days) · Other
- E••••• B••• S••••••• registered as an investment adviser representative at 1••• C•••••• P•••••••Sep 16, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address