Advisors to call now

Anything dated in the last 90 days, measured or not.

Changes on what you follow · Describe your platform to see fit

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Joseph Stowell Rise North Capital Investment Advisors, Braintree, Ma
independent RIA
- 36% of this office left for other firms in the last six months (latest 2026-08-14)
  2026-08-14 (43 days ago). At independent RIAs, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
James Driscoll Rise North Capital Investment Advisors, Braintree, Ma
independent RIA
- 36% of this office left for other firms in the last six months (latest 2026-08-14)
  2026-08-14 (43 days ago). At independent RIAs, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
LinkedIn profile; professional profile page
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
Joshua Mellberg Secure Investment Management, LLC, Tucson, Az
independent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)
  2026-08-14 (43 days ago). At independent RIAs, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
professional profile page; catch-all email at securehorizonfinancialplanning.com, not verified
Business ties: Broad: 2 operating or professional businesses, 1 investment vehicle on file; 1 with an SEC Form D filing. A measure of business ties, not of book size or clients.
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
J••••• P••••• S••••• I••••••••• M••••••••• L••, T•••••• A•
independent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)
  2026-08-14 (43 days ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Professional
L••••••• profile; catch-all email at securehorizonfinancialplanning.com, not verified
Business ties: Some: 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Who else to call: 87 related advisors, 79 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
Before a call: practice size.
J••• K•••• S••••• I••••••••• M••••••••• L••, T•••••• A•
independent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)
  2026-08-14 (43 days ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at securehorizonfinancialplanning.com; firm main line; firm contact form or inbox
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
C•••• K••••• I••••••••• F•••••••• P•••••••, C••••••••• F•
broker-dealer affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-14)
  2026-08-14 (43 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
J•••• A••••• I••••••••• F•••••••• P•••••••, C••••••••• F•
broker-dealer affiliated
- 20% of this office left for other firms in the last six months (latest 2026-08-14)
  2026-08-14 (43 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
J•• B••••• S••••• I••••••••• M••••••••• L••, T•••••• A•
independent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)
  2026-08-14 (43 days ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at securehorizonfinancialplanning.com; firm main line; firm contact form or inbox
Business ties: Broad: 1 operating or professional business, 2 nonprofit or civic board/officer roles on file. A measure of business ties, not of book size or clients.
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
J••••• R••••••• S••••• I••••••••• M••••••••• L••, T•••••• A•
independent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)
  2026-08-14 (43 days ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at securehorizonfinancialplanning.com; firm main line; firm contact form or inbox
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size; joined the current firm under a year ago.
J•••• K•••••• S••••• I••••••••• M••••••••• L••, T•••••• A•
independent RIA
- this office went from 11 to 6 registered advisors over the last year, with 6 leaving for other firms (latest 2026-08-14)
  2026-08-14 (43 days ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at securehorizonfinancialplanning.com; firm main line; firm contact form or inbox
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
A••••• H••••• A••••••••• F•••••••• S•••••••• L••, A•• A••••• M•
national broker-dealer RIA
- passed an adviser exam (S65) on 2026-08-14 after 5 years in the industry, not as part of a same-week firm licensing class
  2026-08-14 (43 days ago). At A•••••••••, 8.9% with this moved within a year against 4.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.
A••••••••• M••••••• W•••• F•••• A•••••••, M•••••• V•
wirehouse
- passed an adviser exam (S65) on 2026-08-14 after 4 years in the industry, not as part of a same-week firm licensing class
  2026-08-14 (43 days ago). At W•••• F••••, 10.6% with this moved within a year against 5.3% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.
K•••• T••••• G•••••• S•••• W••••• S•••••••• L•••, N•••••• B••••• C•
broker-dealer affiliated
- passed the Series 65 on 2026-08-14 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer
  2026-08-14 (43 days ago). At B•••••••••, 13.6% with this moved within a year against 5.3% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.
J•••••• H•••• L•• F•••••••• L••, G••• A••••• V•
broker-dealer affiliated
- passed the Series 63 on 2026-08-14 after 19 years in the industry, not as part of a firm licensing class
  2026-08-14 (43 days ago). At B•••••••••, 12.2% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
M•••••• W•••••• A••••••• W••••• A•••••••, S••••••••• A•
independent RIA
- owns 25% to 50% of a newly filed adviser, first filed 2026-08-13, where they are not yet registered: R•• C•••••• L••
  2026-08-13 (44 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
A••••• E•••••••• U•• F•••••••• S••••••• I•••, N•• Y•••• N•
wirehouse
- the most senior member of this advisor's prior co-move team left the firm on 2026-08-13. null went to S••••• W••••• A•••••••• I•••
  2026-08-13 (44 days ago). At W••••••••, 10.7% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
  J••• P••• S•••• to S••••• W••••• A•••••••• I•••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
catch-all email (domain accepts every address, unverifiable) at ubs.com
Before a call: practice size.
T••••• K••••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
G•••••• G•••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
J•••• P••• E••••• J••••, S•• L••••• M•
national broker-dealer RIA
- passed an adviser exam (S66) on 2026-08-13 after 16 years in the industry, not as part of a same-week firm licensing class
  2026-08-13 (44 days ago). At E••••• J••••, 5.9% with this moved within a year against 2.9% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.
K•••••• N•••• E••••• J••••, C••••••• T•
national broker-dealer RIA
- passed an adviser exam (S66) on 2026-08-13 after 13 years in the industry, not as part of a same-week firm licensing class
  2026-08-13 (44 days ago). At E••••• J••••, 5.9% with this moved within a year against 2.9% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found (only unverified leads)
Before a call: practice size; a contact route; joined the current firm under a year ago.
D•••••• S•••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
M•••• M••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
S••• K••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
C••••• O•••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
E••• M•••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.
A••••• S•••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
E••• B••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
D•••••• F••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
W•••••• L••••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
K•••• R•••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
J••• H•••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
H•••• B•••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
Q••••• B•••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
J••••• D••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
A••••• J•••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
A•••••• M••••••• F•••••• F•••••••• A•••••••• L••, W••••••••• D•
independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-13)
  2026-08-13 (44 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 16 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
N••• G••••• C•••••••• I••••••••• R••••••• A•••••••• I•••, B••••••• M•
broker-dealer affiliated
- passed the Series 63 on 2026-08-12 after 11 years in the industry, not as part of a firm licensing class
  2026-08-12 (45 days ago). At B•••••••••, 12.2% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
S•••• A•••• C••••• I••••••••• A••••••• L••, W•••• N•
broker-dealer affiliated
- passed an adviser exam (S66) on 2026-08-12 after 2 years in the industry, not as part of a same-week firm licensing class
  2026-08-12 (45 days ago). At C•••••, 11.3% with this moved within a year against 5.1% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
D•••• S•••• O••••••••• S••••••••• I•••, D•••••• N•
broker-dealer affiliated
- passed the Series 63 on 2026-08-12 after 13 years in the industry, not as part of a firm licensing class
  2026-08-12 (45 days ago). At B•••••••••, 12.2% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: practice size; a contact route.
R••••• L••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, L•• A••••••• C•
wirehouse
- passed an adviser exam (S65) on 2026-08-12 after 4 years in the industry, not as part of a same-week firm licensing class
  2026-08-12 (45 days ago). At M••••••, 13.7% with this moved within a year against 5.9% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Unresolved
no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.

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