DFX Intelligence

RIA Intelligence

For recruiters

Advisors to call now

Offices that lost 20% or more of their advisors in 180 days.

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Size:$250M+$100M+$25M+Contact:DirectProfessionalFirm levelCall-ready only
  1. Emily Huffman RBC Capital Markets, LLC, Washington, Dc
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-19)
      2026-06-19 (3 months ago). At RBC, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  2. Benjamin Tener RBC Capital Markets, LLC, Washington, Dc
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-19)
      2026-06-19 (3 months ago). At RBC, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  3. Patrick Holley RBC Capital Markets, LLC, Washington, Dc
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-19)
      2026-06-19 (3 months ago). At RBC, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  4. A•• S••••••••• R•• C•••••• M••••••• L••, W••••••••• D•
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-19)
      2026-06-19 (3 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  5. M•••••• B••••••• R•• C•••••• M••••••• L••, W••••••••• D•
    national broker-dealer RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-19)
      2026-06-19 (3 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  6. R••••• P••••• R•• C•••••• M••••••• L••, L• J••••• C•
    national broker-dealer RIA
    • 42% of this office left for other firms in the last six months (latest 2026-06-12)
      2026-06-12 (4 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  7. A•••••••• V•• T•• R•• C•••••• M••••••• L••, L• J••••• C•
    national broker-dealer RIA
    • 42% of this office left for other firms in the last six months (latest 2026-06-12)
      2026-06-12 (4 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  8. C•••••• P••••• R•• C•••••• M••••••• L••, L• J••••• C•
    national broker-dealer RIA
    • 42% of this office left for other firms in the last six months (latest 2026-06-12)
      2026-06-12 (4 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  9. A••• F•••• R•• C•••••• M••••••• L••, L• J••••• C•
    national broker-dealer RIA
    • 42% of this office left for other firms in the last six months (latest 2026-06-12)
      2026-06-12 (4 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  10. E•••• Z••••• R•• C•••••• M••••••• L••, L• J••••• C•
    national broker-dealer RIA
    • 42% of this office left for other firms in the last six months (latest 2026-06-12)
      2026-06-12 (4 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  11. D•••• S••••••• R•• C•••••• M••••••• L••, L• J••••• C•
    national broker-dealer RIA
    • 42% of this office left for other firms in the last six months (latest 2026-06-12)
      2026-06-12 (4 months ago). At R••, 9.4% with this moved within a year against 3.7% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  12. J•••• T••••• C••••••••• F•••••••• N••••••, P••••••••• P•
    national broker-dealer RIA
    • this office went from 20 to 14 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-13)
      2026-04-13 (6 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  13. D••••• D••••• C••••••••• F•••••••• N••••••, P••••••••• P•
    national broker-dealer RIA
    • this office went from 20 to 14 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-13)
      2026-04-13 (6 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 11 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  14. M•••••• S•••••• C••••••••• F•••••••• N••••••, P••••••••• P•
    national broker-dealer RIA
    • this office went from 20 to 14 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-13)
      2026-04-13 (6 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  15. J••• D•••• C••••••••• F•••••••• N••••••, P••••••••• P•
    national broker-dealer RIA
    • this office went from 20 to 14 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-13)
      2026-04-13 (6 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  16. E••••• L•••• C••••••••• F•••••••• N••••••, P••••••••• P•
    national broker-dealer RIA
    • this office went from 20 to 14 registered advisors over the last year, with 6 leaving for other firms (latest 2026-04-13)
      2026-04-13 (6 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  17. L••••• F••••••• C••••••••• F•••••••• N••••••, N•• Y•••• N•
    national broker-dealer RIA
    • this office went from 21 to 12 registered advisors over the last year, with 10 leaving for other firms (latest 2026-04-09)
      2026-04-09 (6 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  18. R•••••• D••••••• C••••••••• F•••••••• N••••••, N•• Y•••• N•
    national broker-dealer RIA
    • this office went from 21 to 12 registered advisors over the last year, with 10 leaving for other firms (latest 2026-04-09)
      2026-04-09 (6 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  19. W••••• C•••• C••••••••• F•••••••• N••••••, N•• Y•••• N•
    national broker-dealer RIA
    • this office went from 21 to 12 registered advisors over the last year, with 10 leaving for other firms (latest 2026-04-09)
      2026-04-09 (6 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $50M to $500M; portable $50M to $500M, revenue $250K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  20. D•••• S•••••••• C••••••••• F•••••••• N••••••, N•• Y•••• N•
    national broker-dealer RIA
    • this office went from 21 to 12 registered advisors over the last year, with 10 leaving for other firms (latest 2026-04-09)
      2026-04-09 (6 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  21. G•••••••• R•••••• C••••••••• F•••••••• N••••••, N••••••• P•
    national broker-dealer RIA
    • this office went from 9 to 3 registered advisors over the last year, with 6 leaving for other firms (latest 2026-02-09)
      2026-02-09 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 24 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  22. J••••• W••••• C••••••••• F•••••••• N••••••, N••••••• P•
    national broker-dealer RIA
    • this office went from 9 to 3 registered advisors over the last year, with 6 leaving for other firms (latest 2026-02-09)
      2026-02-09 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  23. F••••• J••••• Z•••• C••••••••• F•••••••• N••••••, F••••••••• M•
    national broker-dealer RIA
    • this office went from 10 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2026-02-02)
      2026-02-02 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  24. C•••••• S•••• C••••••••• F•••••••• N••••••, F••••••••• M•
    national broker-dealer RIA
    • this office went from 10 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2026-02-02)
      2026-02-02 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  25. Z••• C•••• C••••••••• F•••••••• N••••••, F••••••••• M•
    national broker-dealer RIA
    • this office went from 10 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2026-02-02)
      2026-02-02 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $50M to $500M; portable $50M to $500M, revenue $250K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  26. W•••••• J•••• C••••••••• F•••••••• N••••••, C•••••••• M•
    Call-readynational broker-dealer RIA
    • this office went from 17 to 11 registered advisors over the last year, with 6 leaving for other firms (latest 2026-01-30)
      2026-01-30 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $50M to $250M; portable $50M to $250M, revenue $250K to $5M
    Team
    No team seen
    Contact
    Firm level
    catch-all email (domain accepts every address, unverifiable) at commonwealth.com

    Missing: a usable practice size; a meaningful reason; the full regulatory record; who works with them (team unresolved).

  27. J•••• W••••• C••••••••• F•••••••• N••••••, C•••••••• M•
    national broker-dealer RIA
    • this office went from 17 to 11 registered advisors over the last year, with 6 leaving for other firms (latest 2026-01-30)
      2026-01-30 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  28. J••••••• L•••••• C••••••••• F•••••••• N••••••, C•••••••• M•
    national broker-dealer RIA
    • this office went from 17 to 11 registered advisors over the last year, with 6 leaving for other firms (latest 2026-01-30)
      2026-01-30 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  29. C•••••• B••••• C••••••••• F•••••••• N••••••, C•••••••• M•
    national broker-dealer RIA
    • this office went from 17 to 11 registered advisors over the last year, with 6 leaving for other firms (latest 2026-01-30)
      2026-01-30 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  30. W•••••• S••••••• C••••••••• F•••••••• N••••••, C•••••••• M•
    national broker-dealer RIA
    • this office went from 17 to 11 registered advisors over the last year, with 6 leaving for other firms (latest 2026-01-30)
      2026-01-30 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  31. A••••• M•••• C••••••••• F•••••••• N••••••, A••••••••• P•
    Call-readynational broker-dealer RIA
    • this office went from 13 to 7 registered advisors over the last year, with 7 leaving for other firms (latest 2026-01-15)
      2026-01-15 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email at commonwealth.com (apollo)

    Missing: a usable practice size; who works with them (team unresolved).

  32. D•••• P•••••• C••••••••• F•••••••• N••••••, A••••••••• P•
    national broker-dealer RIA
    • this office went from 13 to 7 registered advisors over the last year, with 7 leaving for other firms (latest 2026-01-15)
      2026-01-15 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  33. S••• M••••••• C••••••••• F•••••••• N••••••, A••••••••• P•
    national broker-dealer RIA
    • this office went from 13 to 7 registered advisors over the last year, with 7 leaving for other firms (latest 2026-01-15)
      2026-01-15 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 13 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; who works with them (team unresolved).

    Before a call: a contact route.

  34. J••••• S••••••• C••••••••• F•••••••• N••••••, A••••••••• P•
    national broker-dealer RIA
    • this office went from 13 to 7 registered advisors over the last year, with 7 leaving for other firms (latest 2026-01-15)
      2026-01-15 (8 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  35. J•••• W••••• C••••••••• F•••••••• N••••••, B••••••••• T•
    national broker-dealer RIA
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-01-12)
      2026-01-12 (9 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 9 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  36. D•••••• H•••• C••••••••• F•••••••• N••••••, B••••••••• T•
    national broker-dealer RIA
    • this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-01-12)
      2026-01-12 (9 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 9 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  37. B••• H•••• C••••••••• F•••••••• N••••••, P••••• T•
    Call-readynational broker-dealer RIA
    • this office went from 11 to 8 registered advisors over the last year, with 4 leaving for other firms (latest 2025-12-31)
      2025-12-31 (9 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Direct
    verified business email at guidedpf.com (apollo); LinkedIn profile

    Who else to call: 19 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a meaningful reason; who works with them (team unresolved).

  38. C•••••• B•••• C••••••••• F•••••••• N••••••, P••••• T•
    national broker-dealer RIA
    • this office went from 11 to 8 registered advisors over the last year, with 4 leaving for other firms (latest 2025-12-31)
      2025-12-31 (9 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

  39. G••• B••••••••• C••••••••• F•••••••• N••••••, P••••• T•
    national broker-dealer RIA
    • this office went from 11 to 8 registered advisors over the last year, with 4 leaving for other firms (latest 2025-12-31)
      2025-12-31 (9 months ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; the full regulatory record; who works with them (team unresolved).

    Before a call: a contact route.

  40. C•••••• T••••• R•• C•••••• M••••••• L••, R•• B•••• N•
    national broker-dealer RIA
    • this office went from 8 to 5 registered advisors over the last year, with 3 leaving for other firms (latest 2025-10-02)
      2025-10-02 (12 months ago). At R••, 10.8% with this moved within a year against 3.7% without it (2.9x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    $25M+
    Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
    Team
    No team seen
    Contact
    Unresolved
    no contact route found

    Missing: a usable practice size; a contact route; a meaningful reason; who works with them (team unresolved).

    Before a call: a contact route.

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