Dated events with a source

325,240 events

Cecelia Jane Stein registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Spencer C. Mueller registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Christian Daniel Travelle registered as an investment adviser representative at Edelman Financial Engines
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Paul Michael Dersch registered as an investment adviser representative at TD Private Client Wealth LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Faith E. Ilgner registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Bradley Stephen Helms registered as an investment adviser representative at Pya Waltman Capital, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Eileen Chen registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Cody Ross registered as an investment adviser representative at UBS Financial Services Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Zachary D. Kim registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Felix Olivero registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Sofia Iguaran Mogollon registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Aidan Wagner registered as an investment adviser representative at Equitable Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Ella Ohrvall registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Megan Ann Maloney registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Blaze Jones-Yellin registered as an investment adviser representative at Cetera Investment Advisers LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Luke Agustin Cela registered as an investment adviser representative at Wells Fargo Advisors
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Gabriela Morales Blanco registered as an investment adviser representative at Guerra Wealth Advisors
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Kaden Narine Deosaran registered as an investment adviser representative at Morgan Stanley
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Oliver Michael Vandehey registered as an investment adviser representative at Strategic Advisers LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Jack Bertke registered as an investment adviser representative at Oppenheimer & CO. Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Brody Mason Girsky registered as an investment adviser representative at Cerity Partners LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Andrew Pasquarelli registered as an investment adviser representative at Equitable Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Kaileigh Leeora Hensley registered as an investment adviser representative at Empower Advisory Group, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Justin Grones registered as an investment adviser representative at LPL Financial LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Thomas Joseph Berger registered as an investment adviser representative at Intellicents Investment Solutions Inc
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Ryan Ver Meer registered as an investment adviser representative at Cambridge Investment Research Advisors, Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Brooklyn Strief registered as an investment adviser representative at LPL Financial LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Maclain Petri registered as an investment adviser representative at Stifel, Nicolaus & Company, Incorporated
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Andrew Skinner registered as an investment adviser representative at Sepio Capital, LP
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Ethan Joseph Uradnik registered as an investment adviser representative at Empower Advisory Group, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Madeline Rose Pestine registered as an investment adviser representative at Oppenheimer & CO. Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Nicholas Ritchie registered as an investment adviser representative at MML Investors Services, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Francisco Jesus Mones Pena registered as an investment adviser representative at Fifth Third Securities, Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Justin Koukkos Fogarty registered as an investment adviser representative at Vanguard Advisers, Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Michelle Leann Jackson registered as an investment adviser representative at Chicory Wealth
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Emma Marie Stoker registered as an investment adviser representative at RBC Capital Markets, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Brandon J Jacobson registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Gabrielle Marie Guarnera registered as an investment adviser representative at Janney Montgomery Scott LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Seth Harold Eugene Blanck registered as an investment adviser representative at Blanck Financial
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Earl Bradford Hudgens added a AR registration at Concurrent Investment Advisors, Llc
Sep 21, 2026 (registration)New state registrationfactadvisor page source
Iman Nelofer Malek-Asghar registered as an investment adviser representative at LPL Financial LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Dominique Wondra registered as an investment adviser representative at Ameriprise Financial Services, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Matthew Patrick registered as an investment adviser representative at Equitable Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Zachary Allen Cox registered as an investment adviser representative at Lombard Advisers Incorporated
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Landon Walker Gann registered as an investment adviser representative at MML Investors Services, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Patrick Defeciani registered as an investment adviser representative at UBS Financial Services Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Ashley Ghimere Peck registered as an investment adviser representative at Primerica Advisors
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Morgan C Kelly registered as an investment adviser representative at Raymond James & Associates, Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Lindsay Corizzo Mclaurin registered again as an investment adviser representative at Raymond James Financial Services Advisors, Inc after a 24-day gap (last registration ended 2026-08-28)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Christian Cropper registered as an investment adviser representative at Morgan Stanley
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Anthony Diefendorf registered as an investment adviser representative at Charles Schwab & CO., Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Taylor Busse registered as an investment adviser representative at LPL Financial LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Kelsey Juliet Minister registered as an investment adviser representative at Blackrock Investment Management, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Robert Frank Bordieri registered as an investment adviser representative at Primerica Advisors
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Brad A Beier registered as an investment adviser representative at Morgan Stanley
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Dominic David Wrighten registered again as an investment adviser representative at Vanguard Advisers, Inc. after a 27-day gap (last registration ended 2026-08-25)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Noah E Wadley registered as an investment adviser representative at Harbour Investments, Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Alexa Balaban registered as an investment adviser representative at Robert W. Baird & CO. Incorporated
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Drew Coursey registered as an investment adviser representative at Sowell Management
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Taylor Matthew Hunt registered as an investment adviser representative at UBS Financial Services Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source

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