Dated events with a source

325,240 events

Hannah Canipe registered again as an investment adviser representative at Stone Legacy Capital LLC after a 196-day gap (last registration ended 2026-03-09)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Madison Murray registered again as an investment adviser representative at Strategic Advisers LLC after a 35-day gap (last registration ended 2026-08-17)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Christopher Mormile registered as an investment adviser representative at T. Rowe Price Associates, Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Brandon James O'Leary registered as an investment adviser representative at Bbr Partners, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Dylan D Wan registered as an investment adviser representative at Morgan Stanley
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Brooke Barry registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
James Lloyd Grassl registered again as an investment adviser representative at Umb Private Wealth Management, LLC after a 6-day gap (last registration ended 2026-09-15)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Brody Miller Mcculley registered as an investment adviser representative at Vicus Capital, Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Kyle Allen registered again as an investment adviser representative at One Day IN July LLC after a 10-day gap (last registration ended 2026-09-11)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Aidan Patrick Peters registered as an investment adviser representative at MML Investors Services, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Carolina Buttafuoco registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Robert Lamont Wilson registered again as an investment adviser representative at Strategic Advisers LLC after a 125-day gap (last registration ended 2026-05-19)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Jacquelyn Lee Martinez registered again as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated after a 27-day gap (last registration ended 2026-08-25)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Anna Farber registered again as an investment adviser representative at J.P. Morgan Securities LLC after a 2497-day gap (last registration ended 2019-11-20)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Alison Clair Grefsheim registered again as an investment adviser representative at Centaurus Financial, Inc. after a 105-day gap (last registration ended 2026-06-08)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Lindsey Christine Cameron registered again as an investment adviser representative at Cetera Investment Advisers LLC after a 10-day gap (last registration ended 2026-09-11)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Morgan Everett registered again as an investment adviser representative at Wealth Enhancement Advisory Services, LLC after a 508-day gap (last registration ended 2025-05-01)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
John Dickens Richards added a TX registration at Wells Fargo Advisors
Sep 21, 2026 (registration)New state registrationfactadvisor page source
Cassidy Reiter registered as an investment adviser representative at LPL Financial LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Anthony Rashaun Carter registered again as an investment adviser representative at Voya Financial Advisors, Inc. after a 248-day gap (last registration ended 2026-01-16)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Christopher Todd Johnson registered again as an investment adviser representative at Wells Fargo Advisors after a 21-day gap (last registration ended 2026-08-31)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Samantha Paige Dunlap registered again as an investment adviser representative at Prime Capital Financial after a 3-day gap (last registration ended 2026-09-18)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Chad Allen Wolters registered as an investment adviser representative at Primerica Advisors
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Shelly M Belcher registered as an investment adviser representative at Edward Jones
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Mark Andrew Wittkamp registered again as an investment adviser representative at J.P. Morgan Securities LLC after a 20-day gap (last registration ended 2026-09-01)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Rodrigo Lopes Da Costa registered as an investment adviser representative at B.Side Investments LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Jennifer K Reagan registered as an investment adviser representative at Edward Jones
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Bryan Daniel Batassa registered as an investment adviser representative at Raymond James Investment Management
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Russell C. Bilsky registered again as an investment adviser representative at Empower Advisory Group, LLC after a 3143-day gap (last registration ended 2018-02-12)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Elena Silvia Voin registered again as an investment adviser representative at Cetera Investment Advisers LLC after a 10-day gap (last registration ended 2026-09-11)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Cassandra Lynn Samaj registered again as an investment adviser representative at MML Investors Services, LLC after a 3-day gap (last registration ended 2026-09-18)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Daniel Pecoraro registered again as an investment adviser representative at Compass Financial Management LLC after a 31-day gap (last registration ended 2026-08-21)
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Pasha Shemirani registered as an investment adviser representative at Wealth Management Partners, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Mitra Shahi registered as an investment adviser representative at Wealth Management Partners, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Aaron Charles Hardy registered as an investment adviser representative at S.E.E.D. Planning Group, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Amir H. Jamsheed registered as an investment adviser representative at Legacy Wealth Management, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Srikanth Kamasamudram registered as an investment adviser representative at Transamerica Financial Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Andrew Geller registered as an investment adviser representative at Quantumvest, Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Gregory Jules Breheim registered as an investment adviser representative at Gradient Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
John Austin Tortorici registered as an investment adviser representative at Captrust
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Bryan Valenzuela Sanchez registered as an investment adviser representative at Florida Financial Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Hongjie Zheng registered as an investment adviser representative at Edelman Financial Engines
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Andrew Vincent Romano registered as an investment adviser representative at Florida Financial Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Robert Edward Friscia registered as an investment adviser representative at Florida Financial Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Cole Michael Toennies registered as an investment adviser representative at Mowery & Schoenfeld Wealth Management, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Benjamin David Liscum registered as an investment adviser representative at Tower Wealth Partners
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Karlie Southcomb registered as an investment adviser representative at Singer Wealth Advisors LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Kaelen Lee Telander registered as an investment adviser representative at Equitable Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Matthew Warren Andrews registered as an investment adviser representative at Omnimint Advisors LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Isabel Muelas registered as an investment adviser representative at Blackrock Investment Management, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Peter Ward registered as an investment adviser representative at Equitable Advisors, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
David Browning registered as an investment adviser representative at Columbia Advisory Partners, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Nicholas Gossel Booth registered as an investment adviser representative at Hollencrest Capital Management
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Nana Yaa Agyeiwaa Akakpo registered as an investment adviser representative at Truist Advisory Services, Inc.
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Nishan Pant registered as an investment adviser representative at LPL Financial LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Francesca Livingston Fraim registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Dylan S. Smith registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Marika Marta Kelley registered as an investment adviser representative at Ieq Capital, LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Larissa Gomez registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source
Jorge David Bohorquez registered as an investment adviser representative at J.P. Morgan Securities LLC
Sep 21, 2026 (registration)Advisor registeredfactadvisor page source

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