DFX Intelligence
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Team lift-out
2 advisors left P•••••••• A••••••• for C•• I••••••••• I••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bart Francis Dichiaro | Briarcliff Manor, Ny | Aug 24, 2023 | Aug 23, 2023 |
| Ernest Paul Rispoli | Briarcliff Manor, Ny | Sep 6, 2023 | Sep 5, 2023 |
The rule
- Registrations ended
- Aug 24, 2023 to Sep 6, 2023
- Registered next
- Aug 23, 2023 to Sep 5, 2023
- Branch state
- NY
- Cities
- 1, most in Briarcliff Manor, Ny
- Registered there that day
- 2,825 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape